Northern Lights Fund Trust IV - MAMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Kingsview Wealth Management, LLC | History | Added to | 7,050,997 | 169,957 | 2.32% | 2.16% | 1 | +772,468 | 12.3% | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Added to | 40,896 | 985 | 0.0% | 0.0% | 2 | +29,886 | 271.44% | Q1 2026 | May 06, 2026 |
| CITADEL ADVISORS LLC | History | New | 10,368 | 249 | 0.0% | — | 3 | +10,368 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 6,091 | 146 | 0.0% | 0.0% | 4 | -413 | -6.35% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 4,317 | 104 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | New | 3,388 | 82 | 0.0% | — | 6 | +3,388 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | New | 1,153 | 27 | 0.0% | — | 7 | +1,153 | New | Q1 2026 | May 05, 2026 |
| Premier Financial Group | History | Closed out | 0 | 0 | — | 0.02% | — | -2,937 | -100.0% | Q1 2026 | May 05, 2026 |
| FMR LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |