Northern Lights Fund Trust IV - MSSS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Kingsview Wealth Management, LLC | History | Added to | 3,878,483 | 138,764 | 1.68% | 1.57% | 1 | +37,313 | 0.97% | Q2 2026 | Aug 18, 2026 |
| LPL Financial LLC | History | Added to | 42,687 | 1,527 | 0.0% | 0.0% | 2 | +25,775 | 152.41% | Q2 2026 | Aug 07, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 13,761 | 492 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WBI INVESTMENTS, LLC | History | Added to | 13,559 | 485 | 0.12% | 0.08% | 4 | +3,533 | 35.24% | Q2 2026 | Aug 11, 2026 |
| MILLINGTON SECURITIES, LLC | History | No change | 10,026 | 299 | 0.08% | 0.08% | 5 | 0 | 0.0% | Q1 2026 | Jul 15, 2026 |
| MORGAN STANLEY | History | Added to | 2,108 | 75 | 0.0% | 0.0% | 6 | +303 | 16.79% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 488 | 17 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,265 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Premier Financial Group | History | Closed out | 0 | 0 | — | 0.01% | — | -1,171 | -100.0% | Q2 2026 | Sep 18, 2026 |