Niagen Bioscience, Inc. - NAGE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 4,184,659 | 13,349 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SteelPeak Wealth, LLC | History | Added to | 3,577,435 | 10,446 | 0.26% | 0.29% | 2 | +77,306 | 2.21% | Q3 2026 | Oct 16, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 2,147,018 | 6,848 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tieton Capital Management, LLC | History | No change | 2,008,470 | 6,407 | 1.84% | 1.84% | 4 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Qube Research & Technologies Ltd | History | No change | 1,625,016 | 5,183 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,478,603 | 4,717 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 1,283,296 | 4,093 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,262,743 | 4,028 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 1,171,215 | 3,736 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 1,166,233 | 3,720 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STATE STREET CORP | History | No change | 1,082,752 | 3,453 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| CITADEL ADVISORS LLC | History | No change | 674,809 | 2,152 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 659,584 | 2,104 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 504,772 | 1,610 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | No change | 473,372 | 1,510 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SEI INVESTMENTS CO | History | No change | 471,934 | 1,505 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 472,056 | 1,505 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 466,720 | 1,488 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 458,614 | 1,462 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 431,614 | 1,376 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 400,253 | 1,276 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 347,207 | 1,107 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 333,204 | 1,099 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 324,690 | 1,035 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 291,727 | 930 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 275,423 | 878 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 270,475 | 789 | 0.0% | 0.0% | 27 | -334,851 | -55.32% | Q3 2026 | Nov 04, 2026 |
| GABELLI FUNDS LLC | History | No change | 247,500 | 789 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 247,063 | 788 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Trexquant Investment LP | History | No change | 243,186 | 775 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | No change | 202,893 | 647 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Nuveen, LLC | History | No change | 134,606 | 429 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CREDIT AGRICOLE S A | History | No change | 130,000 | 414 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Silverberg Bernstein Capital Management LLC | History | Reduced | 137,952 | 402 | 0.19% | 0.17% | 34 | -2,650 | -1.88% | Q3 2026 | Oct 13, 2026 |
| AVIVA PLC | History | No change | 123,323 | 393 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tidal Investments LLC | History | No change | 123,506 | 393 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Squarepoint Ops LLC | History | No change | 123,054 | 392 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 106,660 | 340 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 99,938 | 318 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 97,521 | 312 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 86,059 | 274 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 83,615 | 266 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 54,150 | 238 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 72,700 | 231 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Voleon Capital Management LP | History | No change | 66,901 | 213 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 72,023 | 210 | 0.0% | 0.0% | 46 | +28,526 | 65.58% | Q3 2026 | Nov 04, 2026 |
| Campbell & CO Investment Adviser LLC | History | No change | 64,256 | 204 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| RHUMBLINE ADVISERS | History | No change | 62,536 | 199 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 61,317 | 195 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Invesco Ltd. | History | No change | 58,596 | 186 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| State of Wyoming | History | Added to | 63,108 | 184 | 0.01% | 0.0% | 51 | +48,329 | 327.01% | Q3 2026 | Oct 28, 2026 |
| ExodusPoint Capital Management, LP | History | No change | 54,661 | 174 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 52,792 | 168 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 48,770 | 155 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Caption Management, LLC | History | No change | 48,000 | 153 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 42,191 | 134 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Corient Private Wealth LP | History | No change | 38,124 | 121 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| LPL Financial LLC | History | No change | 35,817 | 114 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FMR LLC | History | No change | 31,799 | 101 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 31,862 | 101 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Aquatic Capital Management LLC | History | No change | 31,733 | 101 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Abel Hall, LLC | History | New | 34,038 | 99 | 0.02% | — | 62 | +34,038 | New | Q3 2026 | Oct 19, 2026 |
| Russell Investments Group, Ltd. | History | No change | 30,023 | 95 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MetLife Investment Management, LLC | History | No change | 29,506 | 94 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quantbot Technologies LP | History | No change | 28,265 | 90 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Diversified Trust Co | History | No change | 27,389 | 87 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 26,648 | 85 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quadrature Capital Ltd | History | No change | 25,795 | 82 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 25,922 | 82 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Teton Advisors, LLC | History | No change | 25,000 | 79 | 0.05% | 0.05% | 70 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vestcor Inc | History | No change | 24,457 | 78 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Mariner, LLC | History | No change | 23,773 | 75 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INSIGHT 2811, INC. | History | No change | 22,834 | 72 | 0.03% | 0.03% | 73 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 24,500 | 71 | 0.0% | 0.0% | 75 | +11,000 | 81.48% | Q3 2026 | Nov 02, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 22,465 | 71 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| State of Alaska, Department of Revenue | History | Reduced | 23,977 | 70 | 0.0% | 0.0% | 76 | -4,798 | -16.67% | Q3 2026 | Oct 15, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 27,820 | 67 | 0.0% | 0.0% | 77 | -46,721 | -62.68% | Q3 2026 | Oct 26, 2026 |
| XTX Topco Ltd | History | No change | 19,924 | 63 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Midwest Professional Planners, LTD. | History | No change | 20,950 | 61 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| MARSHALL WACE, LLP | History | No change | 18,059 | 57 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Miller Global Investments, LLC | History | No change | 18,800 | 54 | 0.04% | 0.05% | 81 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | No change | 14,477 | 49 | 0.03% | 0.03% | 82 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Sargent Investment Group, LLC | History | No change | 15,145 | 48 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cerity Partners LLC | History | No change | 14,991 | 47 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Snowden Capital Advisors LLC | History | No change | 15,008 | 47 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 14,463 | 46 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 14,416 | 45 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 13,806 | 44 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| Focus Partners Wealth | History | No change | 12,996 | 41 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 12,591 | 40 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Amundi | History | No change | 12,748 | 40 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BARCLAYS PLC | History | No change | 12,316 | 39 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYCE & ASSOCIATES LP | History | No change | 12,169 | 38 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | No change | 12,202 | 38 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 9,179 | 29 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kassira Wealth Management LLC | History | No change | 10,000 | 29 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| FEDERATED HERMES, INC. | History | No change | 7,469 | 23 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Legal & General Group Plc | History | No change | 6,271 | 20 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 6,558 | 19 | 0.0% | 0.0% | 99 | +1,509 | 29.89% | Q3 2026 | Oct 29, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 4,797 | 15 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| North Star Investment Management Corp. | History | No change | 5,000 | 14 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 4,171 | 13 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 3,500 | 11 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Optiver Holding B.V. | History | No change | 3,563 | 11 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GROUP ONE TRADING LLC | History | No change | 3,300 | 10 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sterling Capital Management LLC | History | Added to | 1,898 | 5 | 0.0% | — | 107 | +1,695 | 834.98% | Q3 2026 | Oct 22, 2026 |
| GAMMA Investing LLC | History | Added to | 2,017 | 5 | 0.0% | 0.0% | 108 | +1,659 | 463.41% | Q3 2026 | Oct 08, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 1,784 | 5 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Bell Investment Advisors, Inc | History | New | 1,048 | 3 | 0.0% | — | 111 | +1,048 | New | Q3 2026 | Oct 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,161 | 3 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,000 | 3 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 725 | 2 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 800 | 2 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 742 | 2 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Arax Advisory Partners | History | No change | 773 | 2 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Quarry LP | History | No change | 683 | 2 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 653 | 1 | 0.0% | 0.0% | 118 | -5,194 | -88.83% | Q3 2026 | Nov 04, 2026 |
| Marquette Asset Management, LLC | History | New | 446 | 1 | 0.0% | — | 124 | +446 | New | Q3 2026 | Oct 09, 2026 |
| Covestor Ltd | History | Added to | 212 | 1 | 0.0% | — | 123 | +167 | 371.11% | Q3 2026 | Oct 30, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 389 | 1 | 0.0% | — | 122 | +110 | 39.43% | Q3 2026 | Oct 21, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 500 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allworth Financial LP | History | No change | 365 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Larson Financial Group LLC | History | No change | 517 | 1 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Avion Wealth | History | No change | 500 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -83,248 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,834 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -18,254 | -100.0% | Q3 2026 | Nov 02, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,338 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Owl Creek Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,140 | -100.0% | Q3 2026 | Oct 20, 2026 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -592 | -100.0% | Q3 2026 | Oct 23, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 10 | 0 | — | 0.0% | — | -545 | -98.2% | Q3 2026 | Nov 04, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -379 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Parallel Advisors, LLC | History | Added to | 334 | 0 | — | — | — | +284 | 568.0% | Q3 2026 | Nov 03, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -91 | -100.0% | Q3 2026 | Oct 07, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | — | — | -85 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Essential Partners LLC | History | Reduced | 156 | 0 | — | — | — | -71 | -31.28% | Q3 2026 | Oct 14, 2026 |
| SJS Investment Consulting Inc. | History | Closed out | 0 | 0 | — | — | — | -39 | -100.0% | Q3 2026 | Oct 26, 2026 |
| James T. Borello RIA | History | New | 33 | 0 | — | — | — | +33 | New | Q3 2026 | Oct 16, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -20 | -100.0% | Q3 2026 | Oct 08, 2026 |
| Clearstead Advisors, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 264 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| JPL Wealth Management, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 117 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |