Neuberger Berman ETF Trust - NBCM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Added to | 3,913,773 | 109,700 | 0.08% | 0.06% | 1 | +228,610 | 6.2% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 3,344,383 | 93,952 | 0.19% | 0.15% | 2 | -1,534,362 | -31.45% | Q1 2026 | Apr 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 1,371,813 | 38,450 | 0.02% | 0.02% | 3 | +306,869 | 28.82% | Q1 2026 | May 07, 2026 |
| Private Advisor Group, LLC | History | Reduced | 212,233 | 5,948 | 0.03% | 0.02% | 4 | -3,756 | -1.74% | Q1 2026 | Apr 24, 2026 |
| LPL Financial LLC | History | Added to | 179,038 | 5,018 | 0.0% | 0.0% | 5 | +34,752 | 24.09% | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 147,680 | 4,139 | 0.0% | 0.0% | 6 | +40,976 | 38.4% | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 126,777 | 3,553 | 0.0% | — | 7 | +126,777 | New | Q1 2026 | May 15, 2026 |
| IAG Wealth Partners, LLC | History | Reduced | 121,157 | 3,395 | 0.38% | 0.39% | 8 | -28,089 | -18.82% | Q1 2026 | Apr 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 77,896 | 2,183 | 0.0% | 0.0% | 9 | +63,170 | 428.97% | Q1 2026 | May 14, 2026 |
| World Investment Advisors | History | New | 50,371 | 1,411 | 0.02% | — | 10 | +50,371 | New | Q1 2026 | Apr 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 27,849 | 781 | 0.0% | 0.0% | 11 | +17,426 | 167.19% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 27,031 | 757 | 0.0% | 0.0% | 12 | -492 | -1.79% | Q1 2026 | May 15, 2026 |
| NorthCrest Asset Manangement, LLC | History | Added to | 17,448 | 492 | 0.02% | 0.01% | 13 | +2,801 | 19.12% | Q1 2026 | Apr 08, 2026 |
| Brookwood Investment Group LLC | History | New | 17,394 | 487 | 0.06% | — | 14 | +17,394 | New | Q1 2026 | May 04, 2026 |
| Vise Technologies, Inc. | History | No change | 18,156 | 410 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 13,688 | 383 | 0.0% | — | 16 | +13,688 | New | Q1 2026 | May 15, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Added to | 11,051 | 309 | 0.04% | 0.01% | 17 | +6,971 | 170.86% | Q1 2026 | Apr 08, 2026 |
| REGIONS FINANCIAL CORP | History | Added to | 9,505 | 247 | 0.0% | — | 18 | +8,844 | 1337.97% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 1,888 | 53 | 0.0% | 0.0% | 19 | -944 | -33.33% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 1,217 | 34 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 503 | 14 | 0.0% | 0.0% | 21 | +10 | 2.03% | Q1 2026 | Apr 28, 2026 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | History | No change | 425 | 11 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NBC SECURITIES, INC. | History | New | 221 | 6 | 0.0% | — | 23 | +221 | New | Q1 2026 | Apr 14, 2026 |
| Aptus Capital Advisors, LLC | History | New | 36 | 1 | 0.0% | — | 24 | +36 | New | Q1 2026 | May 11, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,234 | -100.0% | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -872 | -100.0% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -751 | -100.0% | Q1 2026 | May 15, 2026 |
| Cherry Tree Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84 | -100.0% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 07, 2026 |