Ocugen, Inc. - OCGN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | History | Added to | 13,932,192 | 25,217 | 0.01% | 0.0% | 1 | +8,535,775 | 158.17% | Q1 2026 | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 13,804,111 | 24,985 | 0.0% | — | 2 | +13,804,111 | New | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 16,475,562 | 22,242 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| STATE STREET CORP | History | Added to | 9,670,191 | 17,503 | 0.0% | 0.0% | 4 | +5,691,453 | 143.05% | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Added to | 8,052,350 | 14,574 | 0.01% | 0.0% | 5 | +5,521,394 | 218.15% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | Added to | 7,304,979 | 13,222 | 0.0% | 0.0% | 6 | +2,748,435 | 60.32% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Added to | 7,280,320 | 13,177 | 0.0% | 0.0% | 7 | +2,430,967 | 50.13% | Q1 2026 | May 05, 2026 |
| RTW INVESTMENTS, LP | History | New | 6,666,666 | 12,066 | 0.12% | — | 8 | +6,666,666 | New | Q1 2026 | May 15, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 4,227,104 | 7,654 | 0.0% | 0.0% | 9 | +407,862 | 10.68% | Q1 2026 | May 15, 2026 |
| Ikarian Capital, LLC | History | New | 3,962,972 | 7,172 | 0.58% | — | 10 | +3,962,972 | New | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | New | 3,773,066 | 6,829 | 0.01% | — | 11 | +3,773,066 | New | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 3,767,655 | 6,819 | 0.0% | 0.0% | 12 | +1,988,321 | 111.75% | Q1 2026 | May 12, 2026 |
| GMT CAPITAL CORP | History | New | 3,505,398 | 6,344 | 0.29% | — | 13 | +3,505,398 | New | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 3,179,957 | 5,755 | 0.0% | 0.0% | 14 | +1,524,204 | 92.06% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 2,810,649 | 5,087 | 0.0% | 0.0% | 15 | +1,002,589 | 55.45% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 2,251,282 | 4,074 | 0.0% | 0.0% | 16 | +1,572,735 | 231.78% | Q1 2026 | May 15, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 2,001,103 | 3,621 | 0.0% | — | 17 | +2,001,103 | New | Q1 2026 | May 08, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 1,276,725 | 2,310 | 0.08% | 0.05% | 18 | +270,744 | 26.91% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,174,180 | 2,125 | 0.0% | 0.0% | 19 | +1,075,508 | 1089.98% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 1,127,406 | 2,040 | 0.0% | 0.0% | 20 | -1,175,069 | -51.04% | Q1 2026 | May 15, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 1,097,742 | 1,986 | 0.03% | — | 21 | +1,097,742 | New | Q1 2026 | May 15, 2026 |
| Rinkey Investments | History | Added to | 1,032,989 | 1,869 | 0.48% | 0.34% | 22 | +41,803 | 4.22% | Q1 2026 | May 11, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 935,799 | 1,693 | 0.0% | — | 23 | +935,799 | New | Q1 2026 | May 08, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 834,490 | 1,510 | 0.0% | 0.0% | 24 | +408,197 | 95.76% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Added to | 713,736 | 1,291 | 0.0% | 0.0% | 25 | +47,499 | 7.13% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Added to | 677,906 | 1,227 | 0.0% | 0.0% | 26 | +214,452 | 46.27% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Added to | 582,052 | 1,054 | 0.04% | 0.0% | 27 | +503,879 | 644.57% | Q1 2026 | May 14, 2026 |
| DIADEMA PARTNERS LP | History | New | 500,000 | 905 | 0.15% | — | 28 | +500,000 | New | Q1 2026 | May 15, 2026 |
| Voleon Capital Management LP | History | New | 485,247 | 878 | 0.02% | — | 29 | +485,247 | New | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | New | 448,162 | 811 | 0.01% | — | 30 | +448,162 | New | Q1 2026 | May 15, 2026 |
| Procyon Advisors, LLC | History | Added to | 438,938 | 794 | 0.04% | 0.01% | 31 | +214,838 | 95.87% | Q1 2026 | May 04, 2026 |
| Squarepoint Ops LLC | History | Added to | 434,009 | 785 | 0.0% | 0.0% | 32 | +215,617 | 98.73% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | New | 376,594 | 681 | 0.0% | — | 33 | +376,594 | New | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | Reduced | 307,271 | 556 | 0.01% | 0.01% | 34 | -44,856 | -12.74% | Q1 2026 | May 15, 2026 |
| Rafferty Asset Management, LLC | History | New | 282,902 | 512 | 0.0% | — | 35 | +282,902 | New | Q1 2026 | May 15, 2026 |
| Jain Global LLC | History | Added to | 278,590 | 504 | 0.0% | 0.0% | 36 | +163,900 | 142.91% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Added to | 230,618 | 417 | 0.0% | 0.0% | 37 | +73,118 | 46.42% | Q1 2026 | May 14, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 217,977 | 394 | 0.0% | 0.0% | 38 | +99,670 | 84.25% | Q1 2026 | May 13, 2026 |
| Hudson Bay Capital Management LP | History | New | 211,603 | 383 | 0.0% | — | 40 | +211,603 | New | Q1 2026 | May 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 212,094 | 383 | 0.0% | 0.0% | 39 | +40,371 | 23.51% | Q1 2026 | May 15, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Reduced | 204,168 | 369 | 0.0% | 0.0% | 41 | -5,046 | -2.41% | Q1 2026 | May 12, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 267,500 | 361 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 197,646 | 357 | 0.07% | 0.05% | 43 | +33,012 | 20.05% | Q1 2026 | May 11, 2026 |
| Scientech Research LLC | History | New | 188,525 | 341 | 0.28% | — | 44 | +188,525 | New | Q1 2026 | May 15, 2026 |
| Catalyst Funds Management Pty Ltd | History | New | 180,600 | 326 | 0.06% | — | 45 | +180,600 | New | Q1 2026 | May 11, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 175,600 | 317 | 0.0% | 0.0% | 46 | -17,300 | -8.97% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Added to | 166,595 | 301 | 0.0% | 0.0% | 47 | +31,135 | 22.98% | Q1 2026 | Jun 02, 2026 |
| FMR LLC | History | Reduced | 148,674 | 269 | 0.0% | 0.0% | 48 | -2,162 | -1.43% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Added to | 143,159 | 259 | 0.0% | 0.0% | 49 | +41,281 | 40.52% | Q1 2026 | May 11, 2026 |
| Vanguard Global Advisers, LLC | History | New | 133,705 | 242 | 0.0% | — | 50 | +133,705 | New | Q1 2026 | May 08, 2026 |
| PROFUND ADVISORS LLC | History | New | 123,312 | 223 | 0.01% | — | 51 | +123,312 | New | Q1 2026 | Apr 24, 2026 |
| Diametric Capital, LP | History | New | 115,152 | 208 | 0.05% | — | 52 | +115,152 | New | Q1 2026 | May 15, 2026 |
| Schonfeld Strategic Advisors LLC | History | Added to | 108,665 | 196 | 0.0% | 0.0% | 53 | +80,739 | 289.12% | Q1 2026 | May 15, 2026 |
| OMERS ADMINISTRATION Corp | History | Reduced | 96,500 | 174 | 0.0% | 0.0% | 54 | -234,800 | -70.87% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | Added to | 86,118 | 155 | 0.0% | 0.0% | 55 | +49,063 | 132.41% | Q1 2026 | May 05, 2026 |
| Headlands Technologies LLC | History | Added to | 81,578 | 147 | 0.02% | 0.01% | 56 | +10,834 | 15.31% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 77,901 | 141 | 0.0% | 0.0% | 57 | +73,900 | 1847.04% | Q1 2026 | May 11, 2026 |
| Jefferies Financial Group Inc. | History | Reduced | 75,917 | 137 | 0.0% | 0.0% | 58 | -26,018 | -25.52% | Q1 2026 | May 07, 2026 |
| Lanham O'Dell & Company, Inc. | History | No change | 100,000 | 135 | 0.04% | 0.04% | 59 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 71,927 | 130 | 0.02% | 0.03% | 60 | -62,984 | -46.69% | Q1 2026 | May 15, 2026 |
| Cannon Global Investment Management, LLC | History | New | 70,000 | 126 | 0.25% | — | 62 | +70,000 | New | Q1 2026 | Apr 21, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 70,000 | 126 | 0.0% | 0.0% | 61 | +10,000 | 16.67% | Q1 2026 | May 14, 2026 |
| Gerber Kawasaki Wealth & Investment Management | History | New | 69,348 | 125 | 0.0% | — | 63 | +69,348 | New | Q1 2026 | May 06, 2026 |
| Persistent Asset Partners Ltd | History | New | 51,317 | 109 | 0.04% | — | 64 | +51,317 | New | Q1 2026 | May 12, 2026 |
| SG Americas Securities, LLC | History | New | 49,598 | 90 | 0.0% | — | 65 | +49,598 | New | Q1 2026 | Apr 16, 2026 |
| CORA CAPITAL ADVISORS LLC | History | Added to | 44,720 | 80 | 0.03% | 0.02% | 66 | +14,577 | 48.36% | Q1 2026 | Apr 17, 2026 |
| OPPENHEIMER & CO INC | History | No change | 43,805 | 79 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 42,019 | 76 | 0.0% | 0.0% | 68 | +2,019 | 5.05% | Q1 2026 | May 07, 2026 |
| SummitTX Capital, L.P. | History | New | 41,816 | 75 | 0.0% | — | 69 | +41,816 | New | Q1 2026 | May 15, 2026 |
| Jump Financial, LLC | History | New | 37,893 | 68 | 0.0% | — | 70 | +37,893 | New | Q1 2026 | May 14, 2026 |
| LMR Partners LLP | History | New | 36,874 | 66 | 0.0% | — | 72 | +36,874 | New | Q1 2026 | May 15, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 36,556 | 66 | 0.0% | 0.0% | 71 | +1,133 | 3.2% | Q1 2026 | May 15, 2026 |
| E Fund Management Co., Ltd. | History | New | 35,562 | 64 | 0.0% | — | 73 | +35,562 | New | Q1 2026 | Apr 13, 2026 |
| Mariner, LLC | History | Added to | 29,716 | 53 | 0.0% | 0.0% | 74 | +7,442 | 33.41% | Q1 2026 | May 13, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | New | 29,149 | 52 | 0.0% | — | 77 | +29,149 | New | Q1 2026 | May 15, 2026 |
| Ethic Inc. | History | Reduced | 28,906 | 52 | 0.0% | 0.0% | 76 | -2,674 | -8.47% | Q1 2026 | Apr 27, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 28,811 | 52 | 0.0% | 0.0% | 75 | -1,510 | -4.98% | Q1 2026 | May 14, 2026 |
| ExodusPoint Capital Management, LP | History | Reduced | 26,365 | 47 | 0.0% | 0.0% | 80 | -88,614 | -77.07% | Q1 2026 | May 14, 2026 |
| Verdence Capital Advisors LLC | History | Reduced | 26,500 | 47 | 0.0% | 0.0% | 79 | -6,500 | -19.7% | Q1 2026 | Apr 30, 2026 |
| Creative Planning | History | Added to | 26,087 | 47 | 0.0% | 0.0% | 78 | +4,125 | 18.78% | Q1 2026 | May 12, 2026 |
| Quantessence Capital LLC | History | New | 25,952 | 46 | 0.22% | — | 81 | +25,952 | New | Q1 2026 | May 15, 2026 |
| Baldwin Investment Management, LLC | History | No change | 25,000 | 45 | 0.01% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Baader Bank Aktiengesellschaft | History | New | 37,480 | 44 | 0.0% | — | 83 | +37,480 | New | Q1 2026 | May 08, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 23,860 | 43 | 0.0% | 0.0% | 84 | -247 | -1.02% | Q1 2026 | Apr 27, 2026 |
| SmartHarvest Portfolios, LLC | History | No change | 22,653 | 41 | 0.02% | 0.01% | 85 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| NINE MASTS CAPITAL Ltd | History | New | 21,938 | 39 | 0.01% | — | 86 | +21,938 | New | Q1 2026 | May 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 21,074 | 38 | 0.0% | 0.0% | 87 | -40,699 | -65.88% | Q1 2026 | May 15, 2026 |
| State of Wyoming | History | Reduced | 21,322 | 38 | 0.0% | 0.01% | 89 | -21,430 | -50.13% | Q1 2026 | May 13, 2026 |
| TRUEFG, LLC | History | No change | 21,000 | 38 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | New | 19,680 | 34 | 0.0% | — | 91 | +19,680 | New | Q1 2026 | May 15, 2026 |
| WINTON GROUP Ltd | History | New | 19,000 | 34 | 0.0% | — | 90 | +19,000 | New | Q1 2026 | May 12, 2026 |
| CTC Alternative Strategies, Ltd. | History | New | 18,633 | 33 | 0.07% | — | 93 | +18,633 | New | Q1 2026 | May 21, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | No change | 20,000 | 33 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 17,000 | 30 | 0.0% | 0.0% | 94 | -2,000 | -10.53% | Q1 2026 | May 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 15,850 | 28 | 0.0% | 0.0% | 95 | +275 | 1.77% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 15,710 | 28 | 0.0% | 0.0% | 96 | +100 | 0.64% | Q1 2026 | Apr 08, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 15,000 | 27 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Wedmont Private Capital | History | No change | 14,765 | 27 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Abel Hall, LLC | History | No change | 14,778 | 26 | 0.01% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| LPL Financial LLC | History | Added to | 14,220 | 25 | 0.0% | 0.0% | 100 | +100 | 0.71% | Q1 2026 | May 06, 2026 |
| IMC-Chicago, LLC | History | New | 11,569 | 20 | 0.0% | — | 101 | +11,569 | New | Q1 2026 | May 05, 2026 |
| Engineers Gate Manager LP | History | New | 10,791 | 19 | 0.0% | — | 104 | +10,791 | New | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 10,876 | 19 | 0.0% | — | 102 | +10,400 | 2184.87% | Q1 2026 | May 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 11,023 | 19 | 0.0% | 0.0% | 103 | -5,384 | -32.82% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 10,001 | 18 | 0.0% | 0.0% | 105 | -17 | -0.17% | Q1 2026 | May 13, 2026 |
| Uniting Wealth Partners, LLC | History | No change | 10,000 | 18 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Optiver Holding B.V. | History | New | 8,511 | 15 | 0.0% | — | 107 | +8,511 | New | Q1 2026 | Jun 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 7,055 | 12 | 0.0% | 0.0% | 109 | -20,975 | -74.83% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 6,712 | 12 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | New | 5,300 | 9 | 0.0% | — | 112 | +5,300 | New | Q1 2026 | May 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5,231 | 9 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 5,000 | 9 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 4,699 | 8 | 0.0% | 0.0% | 113 | +2,196 | 87.73% | Q1 2026 | May 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 2,888 | 5 | 0.0% | — | 115 | +2,888 | New | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 3,000 | 5 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | New | 1,804 | 3 | 0.0% | — | 117 | +1,804 | New | Q1 2026 | May 14, 2026 |
| WealthCollab, LLC | History | No change | 1,700 | 3 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 1,196 | 2 | 0.0% | 0.0% | 119 | -2,842 | -70.38% | Q1 2026 | May 15, 2026 |
| SIGNATUREFD, LLC | History | New | 1,355 | 2 | 0.0% | — | 122 | +1,355 | New | Q1 2026 | Apr 07, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 1,510 | 2 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1,250 | 2 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,118 | 2 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Clearstead Advisors, LLC | History | Added to | 670 | 1 | 0.0% | — | 123 | +130 | 24.07% | Q1 2026 | May 06, 2026 |
| Blue Trust, Inc. | History | No change | 1,000 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Smartleaf Asset Management LLC | History | No change | 588 | 1 | 0.0% | — | 125 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,700,400 | -100.0% | Q1 2026 | May 14, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -900,000 | -100.0% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.1% | — | -885,118 | -100.0% | Q1 2026 | May 08, 2026 |
| Lighthouse Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -171,000 | -100.0% | Q1 2026 | May 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -145,435 | -100.0% | Q1 2026 | May 15, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -143,929 | -100.0% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -72,385 | -100.0% | Q1 2026 | May 14, 2026 |
| Blueshift Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,682 | -100.0% | Q1 2026 | May 14, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,335 | -100.0% | Q1 2026 | May 12, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -13,715 | -100.0% | Q1 2026 | May 15, 2026 |
| Alpine Global Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,443 | -100.0% | Q1 2026 | May 15, 2026 |
| R Squared Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -13,217 | -100.0% | Q1 2026 | Apr 29, 2026 |
| N.E.W. Advisory Services LLC | History | Closed out | 0 | 0 | — | — | — | -698 | -100.0% | Q1 2026 | May 04, 2026 |
| Strengthening Families & Communities, LLC | History | Closed out | 0 | 0 | — | — | — | -500 | -100.0% | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | New | 406 | 0 | — | — | — | +406 | New | Q1 2026 | May 14, 2026 |
| Bogart Wealth, LLC | History | New | 400 | 0 | — | — | — | +400 | New | Q1 2026 | Apr 28, 2026 |
| Advisory Services Network, LLC | History | New | 270 | 0 | — | — | — | +270 | New | Q1 2026 | May 15, 2026 |
| Bangor Savings Bank | History | New | 100 | 0 | — | — | — | +100 | New | Q1 2026 | Apr 01, 2026 |
| Rockefeller Capital Management L.P. | History | New | 84 | 0 | — | — | — | +84 | New | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 52 | 0 | — | — | — | +51 | 5100.0% | Q1 2026 | Apr 07, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 521 | 0 | — | — | — | +21 | 4.2% | Q1 2026 | May 08, 2026 |
| Larson Financial Group LLC | History | New | 20 | 0 | — | — | — | +20 | New | Q1 2026 | May 15, 2026 |
| Strive Financial Group ,LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q1 2026 | May 15, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| North Star Investment Management Corp. | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Parkside Financial Bank & Trust | History | No change | 49 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Arax Advisory Partners | History | No change | 102 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 405 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Cedar Mountain Advisors, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Root Financial Partners, LLC | History | No change | 250 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Hughes Financial Services, LLC | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |