Ocugen, Inc. - OCGN

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q3 2026 · Compare: Q2 2026
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
BlackRock, Inc. History No change 27,002,933 41,314 0.0% 0.0% 1 0 0.0% Q2 2026 Aug 07, 2026
STATE STREET CORP History No change 21,469,307 32,848 0.0% 0.0% 2 0 0.0% Q2 2026 Sep 22, 2026
VANGUARD CAPITAL MANAGEMENT LLC History No change 14,372,598 21,990 0.0% 0.0% 3 0 0.0% Q2 2026 Aug 13, 2026
MILLENNIUM MANAGEMENT LLC History No change 14,368,252 21,983 0.01% 0.01% 4 0 0.0% Q2 2026 Aug 14, 2026
GEODE CAPITAL MANAGEMENT, LLC History No change 8,871,013 13,576 0.0% 0.0% 5 0 0.0% Q2 2026 Aug 12, 2026
RTW INVESTMENTS, LP History No change 6,666,666 10,199 0.09% 0.09% 6 0 0.0% Q2 2026 Aug 14, 2026
UBS Group AG History No change 5,177,508 7,921 0.0% 0.0% 7 0 0.0% Q2 2026 Aug 13, 2026
Ikarian Capital, LLC History No change 3,962,972 6,063 0.65% 0.65% 8 0 0.0% Q2 2026 Aug 14, 2026
GMT CAPITAL CORP History No change 3,505,398 5,363 0.28% 0.28% 9 0 0.0% Q2 2026 Aug 14, 2026
MARSHALL WACE, LLP History No change 3,410,257 5,217 0.0% 0.0% 10 0 0.0% Q2 2026 Aug 13, 2026
VANGUARD PORTFOLIO MANAGEMENT LLC History No change 3,329,446 5,094 0.0% 0.0% 11 0 0.0% Q2 2026 Aug 13, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History No change 2,822,679 4,318 0.0% 0.0% 12 0 0.0% Q2 2026 Aug 14, 2026
NORTHERN TRUST CORP History No change 2,747,562 4,203 0.0% 0.0% 13 0 0.0% Q2 2026 Aug 13, 2026
VANGUARD FIDUCIARY TRUST CO History No change 2,367,144 3,621 0.0% 0.0% 14 0 0.0% Q2 2026 Aug 13, 2026
Hennion & Walsh Asset Management, Inc. History Added to 3,385,645 3,487 0.1% 0.12% 15 +555,248 19.62% Q3 2026 Oct 13, 2026
TWO SIGMA INVESTMENTS, LP History No change 2,230,179 3,412 0.0% 0.0% 16 0 0.0% Q2 2026 Aug 14, 2026
Qube Research & Technologies Ltd History No change 2,203,407 3,371 0.0% 0.0% 17 0 0.0% Q2 2026 Aug 14, 2026
BANK OF AMERICA CORP /DE/ History No change 1,990,636 3,045 0.0% 0.0% 18 0 0.0% Q2 2026 Aug 14, 2026
HRT FINANCIAL LP History No change 1,768,297 2,705 0.0% 0.0% 19 0 0.0% Q2 2026 Aug 14, 2026
BOOTHBAY FUND MANAGEMENT, LLC History No change 1,097,742 1,679 0.02% 0.02% 20 0 0.0% Q2 2026 Aug 14, 2026
CITADEL ADVISORS LLC History No change 1,083,622 1,657 0.0% 0.0% 21 0 0.0% Q2 2026 Sep 02, 2026
CHARLES SCHWAB INVESTMENT MANAGEMENT INC History No change 1,042,537 1,595 0.0% 0.0% 22 0 0.0% Q2 2026 Aug 14, 2026
GOLDMAN SACHS GROUP INC History No change 1,020,894 1,561 0.0% 0.0% 23 0 0.0% Q2 2026 Aug 14, 2026
Nuveen, LLC History No change 823,461 1,259 0.0% 0.0% 24 0 0.0% Q2 2026 Aug 11, 2026
Bank of New York Mellon Corp History Reduced 808,834 833 0.0% 0.0% 25 -1 0.0% Q3 2026 Nov 05, 2026
Headlands Technologies LLC History No change 511,575 782 0.08% 0.08% 26 0 0.0% Q2 2026 Aug 12, 2026
Point72 Asset Management, L.P. History No change 477,821 731 0.0% 0.0% 27 0 0.0% Q2 2026 Aug 14, 2026
Rafferty Asset Management, LLC History No change 388,775 594 0.0% 0.0% 28 0 0.0% Q2 2026 Aug 14, 2026
MORGAN STANLEY History No change 375,656 574 0.0% 0.0% 29 0 0.0% Q2 2026 Aug 13, 2026
BARCLAYS PLC History No change 366,579 560 0.0% 0.0% 30 0 0.0% Q2 2026 Aug 14, 2026
RHUMBLINE ADVISERS History No change 340,493 520 0.0% 0.0% 31 0 0.0% Q2 2026 Aug 11, 2026
DEUTSCHE BANK AG\ History No change 337,905 516 0.0% 0.0% 32 0 0.0% Q2 2026 Aug 07, 2026
WELLS FARGO & COMPANY/MN History No change 320,617 490 0.0% 0.0% 33 0 0.0% Q2 2026 Aug 14, 2026
Procyon Advisors, LLC History Added to 461,188 475 0.02% 0.03% 34 +20,450 4.64% Q3 2026 Oct 21, 2026
OSAIC HOLDINGS, INC. History No change 307,575 470 0.0% 0.0% 35 0 0.0% Q2 2026 Aug 14, 2026
BNP PARIBAS FINANCIAL MARKETS History No change 297,285 454 0.0% 0.0% 36 0 0.0% Q2 2026 Aug 13, 2026
Voleon Capital Management LP History No change 296,996 454 0.01% 0.01% 37 0 0.0% Q2 2026 Aug 14, 2026
PRICE T ROWE ASSOCIATES INC /MD/ History No change 280,639 430 0.0% 0.0% 38 0 0.0% Q2 2026 Aug 14, 2026
SILVERBACK ASSET MANAGEMENT LLC History No change 250,000 382 0.04% 0.04% 39 0 0.0% Q2 2026 Aug 13, 2026
WELLINGTON MANAGEMENT GROUP LLP History No change 243,600 372 0.0% 0.0% 40 0 0.0% Q2 2026 Aug 14, 2026
NewEdge Advisors, LLC History No change 237,180 362 0.0% 0.0% 41 0 0.0% Q2 2026 Aug 12, 2026
Caption Management, LLC History No change 225,000 344 0.0% 0.0% 42 0 0.0% Q2 2026 Aug 14, 2026
ALLIANCEBERNSTEIN L.P. History No change 178,880 323 0.0% 0.0% 43 0 0.0% Q2 2026 Aug 14, 2026
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. History No change 201,858 315 0.0% 0.0% 44 0 0.0% Q2 2026 Aug 14, 2026
MetLife Investment Management, LLC History No change 201,464 308 0.0% 0.0% 45 0 0.0% Q2 2026 Aug 13, 2026
DIADEMA PARTNERS LP History No change 200,000 306 0.04% 0.04% 46 0 0.0% Q2 2026 Aug 14, 2026
Virtu Financial LLC History No change 199,119 305 0.01% 0.01% 47 0 0.0% Q2 2026 Aug 13, 2026
Invesco Ltd. History No change 183,628 280 0.0% 0.0% 48 0 0.0% Q2 2026 Aug 14, 2026
CITIGROUP INC History Reduced 255,119 262 0.0% 0.0% 50 -293,472 -53.5% Q3 2026 Nov 04, 2026
JPMORGAN CHASE & CO History No change 157,112 262 0.0% 0.0% 49 0 0.0% Q2 2026 Aug 12, 2026
GROUP ONE TRADING LLC History No change 162,793 249 0.0% 0.0% 51 0 0.0% Q2 2026 Aug 13, 2026
Creative Planning History Added to 231,890 238 0.0% 0.0% 53 +210,053 961.91% Q3 2026 Nov 02, 2026
TWO SIGMA SECURITIES, LLC History No change 156,027 238 0.02% 0.02% 52 0 0.0% Q2 2026 Aug 14, 2026
FMR LLC History No change 150,078 229 0.0% 0.0% 54 0 0.0% Q2 2026 Aug 13, 2026
Squarepoint Ops LLC History No change 136,711 209 0.0% 0.0% 55 0 0.0% Q2 2026 Aug 14, 2026
Vanguard Global Advisers, LLC History No change 133,705 204 0.0% 0.0% 56 0 0.0% Q2 2026 Aug 13, 2026
SG Americas Securities, LLC History No change 119,098 182 0.0% 0.0% 57 0 0.0% Q2 2026 Aug 07, 2026
Mitsubishi UFJ Asset Management Co., Ltd. History Reduced 170,841 175 0.0% 0.0% 58 -1,424 -0.83% Q3 2026 Nov 04, 2026
PROFUND ADVISORS LLC History Reduced 166,005 170 0.0% 0.01% 59 -30,193 -15.39% Q3 2026 Oct 28, 2026
Quadrature Capital Ltd History No change 104,322 159 0.0% 0.0% 60 0 0.0% Q2 2026 Aug 06, 2026
CANADA PENSION PLAN INVESTMENT BOARD History No change 101,800 155 0.0% 0.0% 61 0 0.0% Q2 2026 Aug 14, 2026
Police & Firemen's Retirement System of New Jersey History No change 100,792 154 0.0% 0.0% 62 0 0.0% Q2 2026 Jul 23, 2026
MANUFACTURERS LIFE INSURANCE COMPANY, THE History No change 92,761 141 0.0% 0.0% 63 0 0.0% Q2 2026 Sep 09, 2026
GSA CAPITAL PARTNERS LLP History No change 90,630 139 0.01% 0.01% 64 0 0.0% Q2 2026 Aug 06, 2026
NEW YORK STATE COMMON RETIREMENT FUND History No change 90,000 137 0.0% 0.0% 65 0 0.0% Q2 2026 Jul 29, 2026
SEI INVESTMENTS CO History No change 87,495 133 0.0% 0.0% 66 0 0.0% Q2 2026 Aug 14, 2026
CORA CAPITAL ADVISORS LLC History Added to 117,520 121 0.03% 0.04% 67 +28,300 31.72% Q3 2026 Nov 02, 2026
CERTIOR FINANCIAL GROUP, LLC History New 110,378 113 0.06% — 68 +110,378 New Q3 2026 Oct 19, 2026
TD PRIVATE CLIENT WEALTH LLC History New 98,390 101 0.0% — 69 +98,390 New Q3 2026 Oct 28, 2026
VOYA INVESTMENT MANAGEMENT LLC History No change 65,243 99 0.0% 0.0% 70 0 0.0% Q2 2026 Aug 12, 2026
INTECH INVESTMENT MANAGEMENT LLC History No change 60,826 93 0.0% 0.0% 71 0 0.0% Q2 2026 Aug 10, 2026
PRUDENTIAL FINANCIAL INC History No change 57,855 88 0.0% 0.0% 72 0 0.0% Q2 2026 Aug 12, 2026
JANE STREET GROUP, LLC History No change 56,600 86 0.0% 0.0% 73 0 0.0% Q2 2026 Aug 14, 2026
E Fund Management Co., Ltd. History No change 54,817 83 0.0% 0.0% 74 0 0.0% Q2 2026 Aug 10, 2026
Persistent Asset Partners Ltd History No change 50,559 77 0.02% 0.02% 75 0 0.0% Q2 2026 Aug 06, 2026
BFC Planning, Inc. History No change 50,000 76 0.0% 0.0% 76 0 0.0% Q2 2026 Oct 29, 2026
AXQ CAPITAL, LP History No change 42,769 65 0.01% 0.01% 77 0 0.0% Q2 2026 Aug 06, 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History No change 42,000 64 0.0% 0.0% 78 0 0.0% Q2 2026 Aug 12, 2026
VICTORY CAPITAL MANAGEMENT INC History No change 38,475 58 0.0% 0.0% 79 0 0.0% Q2 2026 Aug 07, 2026
Legal & General Group Plc History No change 33,153 50 0.0% 0.0% 80 0 0.0% Q2 2026 Aug 14, 2026
Ameritas Investment Partners, Inc. History No change 31,014 47 0.0% 0.0% 81 0 0.0% Q2 2026 Aug 13, 2026
Mariner, LLC History No change 29,516 45 0.0% 0.0% 82 0 0.0% Q2 2026 Aug 13, 2026
ProShare Advisors LLC History Reduced 42,908 44 0.0% 0.0% 83 -1,838 -4.11% Q3 2026 Oct 28, 2026
Vanguard Personalized Indexing Management, LLC History No change 28,361 43 0.0% 0.0% 84 0 0.0% Q2 2026 Aug 11, 2026
Russell Investments Group, Ltd. History No change 27,829 42 0.0% 0.0% 85 0 0.0% Q2 2026 Aug 06, 2026
Baldwin Investment Management, LLC History No change 25,000 38 0.0% 0.0% 86 0 0.0% Q2 2026 Jul 28, 2026
Cetera Investment Advisers History No change 25,451 38 0.0% 0.0% 87 0 0.0% Q2 2026 Aug 12, 2026
PRINCIPAL FINANCIAL GROUP INC History Added to 35,469 36 0.0% 0.0% 88 +15,040 73.62% Q3 2026 Nov 02, 2026
XPONANCE LLC History Reduced 32,010 32 0.0% 0.0% 89 -566 -1.74% Q3 2026 Nov 03, 2026
Tower Research Capital LLC (TRC) History No change 20,543 31 0.0% 0.0% 90 0 0.0% Q2 2026 Aug 11, 2026
WINTON GROUP Ltd History No change 19,000 29 0.0% 0.0% 91 0 0.0% Q2 2026 Aug 07, 2026
Ethic Inc. History Reduced 28,153 28 0.0% 0.0% 94 -485 -1.69% Q3 2026 Nov 03, 2026
Engineers Gate Manager LP History No change 18,368 28 0.0% 0.0% 92 0 0.0% Q2 2026 Aug 14, 2026
CIBC Bancorp USA Inc. History No change 18,869 28 0.0% 0.0% 93 0 0.0% Q2 2026 Aug 13, 2026
GTS SECURITIES LLC History No change 17,858 27 0.0% 0.0% 95 0 0.0% Q2 2026 Aug 14, 2026
Verdence Capital Advisors LLC History No change 26,500 27 0.0% 0.0% 96 0 0.0% Q3 2026 Oct 26, 2026
LEVEL FOUR ADVISORY SERVICES, LLC History No change 17,000 26 0.0% 0.0% 97 0 0.0% Q2 2026 Aug 10, 2026
SmartHarvest Portfolios, LLC History Reduced 22,645 23 0.01% 0.01% 98 -8 -0.04% Q3 2026 Oct 26, 2026
LPL Financial LLC History No change 15,020 22 0.0% 0.0% 99 0 0.0% Q2 2026 Aug 07, 2026
Diversified Trust Co History No change 14,706 22 0.0% 0.0% 100 0 0.0% Q2 2026 Jul 17, 2026
Perennial Investment Advisors, LLC History No change 15,000 22 0.0% 0.0% 101 0 0.0% Q2 2026 Aug 14, 2026
TRUEFG, LLC History No change 21,000 21 0.0% 0.01% 102 0 0.0% Q3 2026 Oct 14, 2026
Abel Hall, LLC History Added to 19,582 20 0.0% 0.0% 103 +4,376 28.78% Q3 2026 Oct 19, 2026
XTX Topco Ltd History No change 12,850 19 0.0% 0.0% 104 0 0.0% Q2 2026 Aug 14, 2026
PFG Investments, LLC History No change 12,866 19 0.0% 0.0% 105 0 0.0% Q2 2026 Jul 23, 2026
StoneX Group Inc. History New 14,543 18 0.0% — 107 +14,543 New Q3 2026 Nov 03, 2026
SBI Securities Co., Ltd. History Reduced 17,480 18 0.0% 0.0% 106 -435 -2.43% Q3 2026 Oct 21, 2026
RAYMOND JAMES FINANCIAL INC History No change 11,614 17 0.0% 0.0% 108 0 0.0% Q2 2026 Aug 14, 2026
Diversify Advisory Services, LLC History Added to 20,548 16 0.0% 0.0% 110 +528 2.64% Q3 2026 Oct 20, 2026
DIVERSIFY WEALTH MANAGEMENT, LLC History Added to 20,548 16 0.0% 0.0% 111 +528 2.64% Q3 2026 Oct 20, 2026
ROYAL BANK OF CANADA History No change 10,824 16 0.0% 0.0% 109 0 0.0% Q2 2026 Aug 14, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC History Reduced 15,503 15 0.0% 0.0% 113 -924 -5.62% Q3 2026 Oct 13, 2026
CAPTRUST FINANCIAL ADVISORS History No change 10,000 15 0.0% 0.0% 112 0 0.0% Q2 2026 Aug 13, 2026
Uniting Wealth Partners, LLC History No change 10,000 15 0.0% 0.0% 114 0 0.0% Q2 2026 Aug 06, 2026
Wedmont Private Capital History No change 14,765 14 0.0% 0.0% 115 0 0.0% Q3 2026 Oct 09, 2026
EAGLE WEALTH STRATEGIES LLC History No change 14,000 14 0.01% 0.01% 116 0 0.0% Q3 2026 Oct 20, 2026
SteelPeak Wealth, LLC History New 12,861 13 0.0% — 117 +12,861 New Q3 2026 Oct 16, 2026
Sterling Capital Management LLC History Added to 9,817 10 0.0% 0.0% 119 +6,846 230.43% Q3 2026 Oct 22, 2026
HARBOUR INVESTMENTS, INC. History No change 6,712 10 0.0% 0.0% 118 0 0.0% Q2 2026 Aug 12, 2026
Pacer Advisors, Inc. History No change 6,493 10 0.0% 0.0% 120 0 0.0% Q2 2026 Aug 13, 2026
PNC FINANCIAL SERVICES GROUP, INC. History No change 5,231 8 0.0% 0.0% 121 0 0.0% Q2 2026 Aug 07, 2026
BARTLETT & CO. WEALTH MANAGEMENT LLC History No change 5,300 8 0.0% 0.0% 122 0 0.0% Q2 2026 Jul 24, 2026
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM History No change 4,706 7 0.0% 0.0% 123 0 0.0% Q2 2026 Aug 24, 2026
Federation des caisses Desjardins du Quebec History No change 5,000 7 0.0% 0.0% 124 0 0.0% Q2 2026 Aug 13, 2026
JONES FINANCIAL COMPANIES LLLP History No change 3,374 5 0.0% 0.0% 125 0 0.0% Q2 2026 Aug 14, 2026
Farther Finance Advisors, LLC History Added to 4,447 4 0.0% 0.0% 126 +3,432 338.13% Q3 2026 Oct 08, 2026
Institute for Wealth Management, LLC. History No change 2,100 3 0.0% 0.0% 127 0 0.0% Q2 2026 Jul 28, 2026
NATIONAL BANK OF CANADA /FI/ History No change 1,475 2 0.0% 0.0% 128 0 0.0% Q2 2026 Aug 10, 2026
GAMMA Investing LLC History New 1,503 1 0.0% — 135 +1,503 New Q3 2026 Oct 08, 2026
Cassaday & Co Wealth Management LLC History New 1,268 1 0.0% — 134 +1,268 New Q3 2026 Oct 27, 2026
EverSource Wealth Advisors, LLC History Added to 1,313 1 0.0% 0.0% 130 +8 0.61% Q3 2026 Nov 04, 2026
NISA INVESTMENT ADVISORS, LLC History No change 1,510 1 0.0% 0.0% 129 0 0.0% Q3 2026 Oct 20, 2026
Geneos Wealth Management Inc. History No change 1,118 1 0.0% 0.0% 131 0 0.0% Q2 2026 Aug 06, 2026
Blue Trust, Inc. History No change 1,000 1 0.0% 0.0% 132 0 0.0% Q3 2026 Oct 15, 2026
Quarry LP History No change 720 1 0.0% 0.0% 133 0 0.0% Q2 2026 Aug 14, 2026
State of Wyoming History Closed out 0 0 — 0.01% — -51,322 -100.0% Q3 2026 Oct 28, 2026
Caitong International Asset Management Co., Ltd History Closed out 0 0 — 0.01% — -34,181 -100.0% Q3 2026 Oct 29, 2026
SIMPLEX TRADING, LLC History Closed out 0 0 — 0.0% — -21,381 -100.0% Q3 2026 Nov 04, 2026
Retirement Planning Group, LLC History Closed out 0 0 — 0.0% — -12,500 -100.0% Q3 2026 Oct 19, 2026
R Squared Ltd History Closed out 0 0 — 0.01% — -10,521 -100.0% Q3 2026 Nov 05, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC History Closed out 0 0 — 0.0% — -3,000 -100.0% Q3 2026 Nov 02, 2026
TD Waterhouse Canada Inc. History Closed out 0 0 — — — -500 -100.0% Q3 2026 Oct 16, 2026
US BANCORP \DE\ History New 279 0 — — — +279 New Q3 2026 Nov 05, 2026
NORTH POINT PORTFOLIO MANAGERS CORP/OH History New 226 0 — — — +226 New Q3 2026 Oct 07, 2026
Latitude Advisors, LLC History New 150 0 — — — +150 New Q3 2026 Oct 27, 2026
Private Wealth Management Group, LLC History New 100 0 — — — +100 New Q3 2026 Oct 19, 2026
Larson Financial Group LLC History Closed out 0 0 — — — -20 -100.0% Q3 2026 Nov 05, 2026
WHITTIER TRUST CO OF NEVADA INC History No change 3 0 — — — 0 0.0% Q2 2026 Jul 27, 2026
North Star Investment Management Corp. History No change 300 0 — — — 0 0.0% Q3 2026 Oct 27, 2026
Bangor Savings Bank History No change 300 0 — — — 0 0.0% Q3 2026 Oct 06, 2026
Parkside Financial Bank & Trust History No change 49 0 — — — 0 0.0% Q3 2026 Oct 27, 2026
Allworth Financial LP History No change 5 0 — — — 0 0.0% Q2 2026 Aug 11, 2026
Arax Advisory Partners History No change 169 0 — — — 0 0.0% Q2 2026 Aug 10, 2026
Bogart Wealth, LLC History No change 400 0 — — — 0 0.0% Q2 2026 Jul 24, 2026
Steward Partners Investment Advisory, LLC History No change 405 0 — — — 0 0.0% Q2 2026 Aug 13, 2026
Rockefeller Capital Management L.P. History No change 75 0 — — — 0 0.0% Q2 2026 Aug 13, 2026
Cedar Mountain Advisors, LLC History No change 100 0 — — — 0 0.0% Q3 2026 Oct 15, 2026
Smartleaf Asset Management LLC History No change 588 0 — — — 0 0.0% Q2 2026 Aug 12, 2026
Hughes Financial Services, LLC History No change 23 0 — — — 0 0.0% Q3 2026 Oct 30, 2026
Strive Financial Group ,LLC History No change 3 0 — — — 0 0.0% Q2 2026 Aug 14, 2026