OFS Capital Corp - OFS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TWO SIGMA ADVISERS, LP | History | No change | 109,300 | 520 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 109,948 | 377 | 0.03% | 0.05% | 2 | -43,250 | -28.23% | Q1 2026 | May 01, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 92,665 | 328 | 0.09% | 0.11% | 3 | +10,444 | 12.7% | Q1 2026 | May 14, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 75,111 | 266 | 0.0% | 0.0% | 4 | -4,011 | -5.07% | Q1 2026 | May 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 61,181 | 217 | 0.0% | 0.0% | 5 | -1,776 | -2.82% | Q1 2026 | May 13, 2026 |
| Bulldog Investors, LLP | History | No change | 57,639 | 204 | 0.05% | 0.06% | 6 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Squarepoint Ops LLC | History | Added to | 50,322 | 178 | 0.0% | 0.0% | 7 | +7,953 | 18.77% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 49,499 | 175 | 0.0% | — | 8 | +49,499 | New | Q1 2026 | May 15, 2026 |
| Vident Advisory, LLC | History | New | 49,237 | 174 | 0.0% | — | 9 | +49,237 | New | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 44,006 | 156 | 0.0% | 0.0% | 10 | -28,224 | -39.08% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 39,563 | 140 | 0.0% | 0.0% | 11 | -117,953 | -74.88% | Q1 2026 | May 15, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 35,788 | 127 | 0.0% | 0.01% | 12 | -22,043 | -38.12% | Q1 2026 | May 18, 2026 |
| UBS Group AG | History | Added to | 21,760 | 77 | 0.0% | 0.0% | 13 | +18,412 | 549.94% | Q1 2026 | May 05, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 19,672 | 69 | 0.01% | 0.02% | 14 | +927 | 4.95% | Q1 2026 | May 20, 2026 |
| XTX Topco Ltd | History | New | 16,641 | 59 | 0.0% | — | 15 | +16,641 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 15,040 | 53 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 13,250 | 47 | 0.0% | 0.0% | 18 | -750 | -5.36% | Q1 2026 | Apr 22, 2026 |
| &PARTNERS | History | No change | 13,500 | 47 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Prota Financial, LLC | History | No change | 12,950 | 45 | 0.03% | 0.04% | 19 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | Reduced | 11,842 | 42 | 0.0% | 0.0% | 20 | -5,246 | -30.7% | Q1 2026 | Apr 20, 2026 |
| Sanctuary Advisors, LLC | History | No change | 12,102 | 42 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 10,500 | 37 | 0.0% | 0.0% | 22 | -1,000 | -8.7% | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | New | 500 | 12 | 0.01% | — | 23 | +500 | New | Q1 2026 | Apr 15, 2026 |
| LGT Financial Advisors LLC | History | New | 3,085 | 10 | 0.05% | — | 24 | +3,085 | New | Q1 2026 | Apr 28, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,951 | 6 | 0.0% | — | 25 | +1,811 | 1293.57% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,106 | 3 | 0.0% | 0.0% | 26 | +600 | 118.58% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 809 | 2 | 0.0% | 0.0% | 27 | -2,010 | -71.3% | Q1 2026 | Apr 14, 2026 |
| Triumph Capital Management | History | No change | 500 | 1 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -70,184 | -100.0% | Q1 2026 | May 11, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,068 | -100.0% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,907 | -100.0% | Q1 2026 | May 06, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,869 | -100.0% | Q1 2026 | May 12, 2026 |
| Access Investment Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,500 | -100.0% | Q1 2026 | May 21, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,217 | -100.0% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,083 | -100.0% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | May 14, 2026 |
| Harbor Asset Planning, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -687 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Allworth Financial LP | History | New | 7 | 0 | — | — | — | +7 | New | Q1 2026 | May 14, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | May 11, 2026 |
| CITIGROUP INC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |