Oxford Square Capital Corp. - OXSQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Legal & General Group Plc | History | Added to | 725,171 | 960 | 0.0% | 0.0% | 1 | +137,823 | 23.47% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 302,528 | 399 | 0.0% | 0.0% | 2 | +189,767 | 168.29% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | Reduced | 290,041 | 382 | 0.0% | 0.0% | 3 | -7,391 | -2.48% | Q2 2026 | Aug 07, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 239,321 | 315 | 0.07% | 0.1% | 4 | +25,833 | 12.1% | Q2 2026 | Aug 11, 2026 |
| HRT FINANCIAL LP | History | Added to | 225,337 | 297 | 0.0% | 0.0% | 5 | +145,120 | 180.91% | Q2 2026 | Aug 14, 2026 |
| Strategic Wealth Partners, Ltd. | History | New | 126,000 | 166 | 0.01% | — | 6 | +126,000 | New | Q2 2026 | Aug 12, 2026 |
| BRIAN LOW FINANCIAL GROUP, LLC | History | New | 126,000 | 166 | 0.1% | — | 7 | +126,000 | New | Q2 2026 | Jul 28, 2026 |
| Silverberg Bernstein Capital Management LLC | History | No change | 106,710 | 140 | 0.05% | 0.1% | 8 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 99,101 | 130 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | Added to | 91,343 | 120 | 0.0% | 0.0% | 10 | +26,563 | 41.0% | Q2 2026 | Aug 13, 2026 |
| McIlrath & Eck, LLC | History | No change | 65,375 | 115 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Founders Financial Alliance, LLC | History | No change | 84,865 | 112 | 0.01% | 0.03% | 12 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 68,742 | 90 | 0.0% | 0.0% | 13 | -3,900 | -5.37% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 58,042 | 76 | 0.0% | 0.0% | 14 | -14,500 | -19.99% | Q2 2026 | Aug 07, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 38,767 | 51 | 0.0% | 0.01% | 15 | -3,200 | -7.63% | Q2 2026 | Aug 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 37,470 | 49 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 31,400 | 41 | 0.0% | 0.0% | 17 | -214,100 | -87.21% | Q2 2026 | Sep 02, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 31,255 | 41 | 0.0% | — | 18 | +31,255 | New | Q2 2026 | Aug 14, 2026 |
| BostonPremier Wealth LLC | History | No change | 26,026 | 34 | 0.01% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| First Affirmative Financial Network | History | No change | 19,040 | 33 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Cetera Investment Advisers | History | No change | 22,748 | 30 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arkadios Wealth Advisors | History | Added to | 22,036 | 29 | 0.0% | 0.0% | 23 | +819 | 3.86% | Q2 2026 | Aug 10, 2026 |
| Parkside Financial Bank & Trust | History | No change | 22,170 | 29 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Sep 04, 2026 |
| Sigma Planning Corp | History | Added to | 21,879 | 28 | 0.0% | 0.0% | 24 | +569 | 2.67% | Q2 2026 | Aug 07, 2026 |
| StoneX Group Inc. | History | New | 19,604 | 26 | 0.0% | — | 25 | +19,604 | New | Q2 2026 | Aug 12, 2026 |
| LeClair Wealth Partners LLC | History | New | 18,122 | 23 | 0.01% | — | 26 | +18,122 | New | Q2 2026 | Aug 04, 2026 |
| United Bank | History | No change | 15,420 | 20 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Reliant Investment Partners, LLC | History | Added to | 13,462 | 17 | 0.01% | 0.02% | 28 | +865 | 6.87% | Q2 2026 | Aug 11, 2026 |
| Acorn Wealth Advisors, LLC | History | Added to | 12,492 | 16 | 0.0% | 0.01% | 30 | +45 | 0.36% | Q2 2026 | Jul 30, 2026 |
| ROYAL BANK OF CANADA | History | No change | 11,800 | 16 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | No change | 12,492 | 16 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| CWA Asset Management Group, LLC | History | New | 11,698 | 15 | 0.0% | — | 33 | +11,698 | New | Q2 2026 | Jul 14, 2026 |
| National Wealth Management Group, LLC | History | Added to | 11,584 | 15 | 0.0% | 0.01% | 32 | +785 | 7.27% | Q2 2026 | Jul 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,863 | 14 | 0.0% | 0.0% | 34 | -200 | -1.81% | Q2 2026 | Jul 27, 2026 |
| ALERUS FINANCIAL NA | History | No change | 10,000 | 13 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LifeSteps Financial, Inc. | History | No change | 10,000 | 13 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 5,367 | 7 | 0.0% | 0.0% | 37 | -4,909 | -47.77% | Q2 2026 | Aug 12, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 4,459 | 5 | 0.0% | — | 38 | +4,459 | New | Q2 2026 | Aug 12, 2026 |
| Triumph Capital Management | History | No change | 3,600 | 4 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Ameritas Advisory Services, LLC | History | New | 2,424 | 3 | 0.0% | — | 40 | +2,424 | New | Q2 2026 | Aug 14, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,955 | 2 | 0.0% | — | 42 | +1,790 | 1084.85% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 1,810 | 2 | 0.0% | 0.0% | 41 | +490 | 37.12% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | New | 1,428 | 1 | 0.0% | — | 45 | +1,428 | New | Q2 2026 | Aug 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,204 | 1 | 0.0% | 0.0% | 43 | +82 | 7.31% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,041 | 1 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -202,580 | -100.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -162,199 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -119,757 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,425 | -100.0% | Q2 2026 | Aug 18, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,234 | -100.0% | Q2 2026 | Aug 03, 2026 |
| SIH Partners, LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,109 | -100.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q2 2026 | Aug 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | — | — | -150 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | — | — | -22 | -100.0% | Q2 2026 | Aug 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 605 | 0 | — | 0.0% | — | +17 | 2.89% | Q2 2026 | Aug 14, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 6 | 0 | — | — | — | +4 | 200.0% | Q2 2026 | Aug 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 542 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Community Financial Services Group, LLC | History | No change | 515 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |