Patria Investments Ltd - PAX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Capital Research Global Investors | History | No change | 7,791,608 | 85,551 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FMR LLC | History | No change | 6,832,652 | 75,022 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Endure Capital Management, LLC | History | No change | 6,394,146 | 70,207 | 15.57% | 15.57% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | No change | 5,854,346 | 64,280 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Pertento Partners LLP | History | No change | 5,344,176 | 58,679 | 3.16% | 3.16% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Inherent Management Corp. | History | No change | 290,831 | 53,006 | 20.58% | 20.58% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 3,296,907 | 33,463 | 0.01% | 0.0% | 7 | +3,254,673 | 7706.29% | Q3 2026 | Nov 04, 2026 |
| Zeno Equity Partners LLP | History | No change | 1,701,343 | 18,680 | 6.94% | 6.94% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIZUHO MARKETS AMERICAS LLC | History | No change | 1,500,000 | 16,470 | 0.26% | 0.26% | 9 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| STATE STREET CORP | History | No change | 1,392,588 | 15,290 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| Fourth Sail Capital LP | History | No change | 1,373,995 | 15,086 | 2.29% | 2.29% | 11 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| UBS Group AG | History | No change | 1,211,218 | 13,299 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MHR FUND MANAGEMENT LLC | History | No change | 1,000,000 | 10,980 | 0.57% | 0.57% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | No change | 967,400 | 10,622 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 961,761 | 10,560 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 688,183 | 7,556 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 522,913 | 5,741 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 518,365 | 5,691 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 451,447 | 4,956 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 433,024 | 4,754 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SEB Asset Management AB | History | Added to | 448,693 | 4,554 | 0.02% | 0.02% | 21 | +44,065 | 10.89% | Q3 2026 | Nov 04, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 334,591 | 3,673 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 253,977 | 2,730 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HRT FINANCIAL LP | History | No change | 247,792 | 2,720 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 240,217 | 2,637 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | No change | 190,100 | 2,087 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Qube Research & Technologies Ltd | History | No change | 186,870 | 2,051 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | No change | 181,323 | 1,990 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 169,694 | 1,866 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 158,867 | 1,744 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FEDERATED HERMES, INC. | History | No change | 142,669 | 1,566 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 121,409 | 1,333 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Point72 Asset Management, L.P. | History | No change | 117,596 | 1,291 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Reduced | 125,922 | 1,278 | 0.0% | 0.0% | 34 | -3,067 | -2.38% | Q3 2026 | Nov 02, 2026 |
| Quantinno Capital Management LP | History | No change | 116,083 | 1,274 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DODGE & COX | History | No change | 115,700 | 1,270 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Aurora Investment Counsel | History | No change | 99,460 | 1,092 | 0.56% | 0.56% | 37 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 93,165 | 1,022 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Quantbot Technologies LP | History | No change | 93,045 | 1,021 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 90,162 | 989 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EAGLE HARBOR ASSET MANAGEMENT INC /ADV | History | Reduced | 95,619 | 970 | 0.73% | 0.83% | 41 | -642 | -0.67% | Q3 2026 | Oct 20, 2026 |
| XTX Topco Ltd | History | No change | 81,588 | 895 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 80,798 | 887 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 78,029 | 856 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 71,669 | 787 | 0.05% | 0.05% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LPL Financial LLC | History | No change | 71,282 | 782 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Pictet Asset Management Holding SA | History | Added to | 76,867 | 780 | 0.0% | 0.0% | 47 | +4,846 | 6.73% | Q3 2026 | Nov 03, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Reduced | 70,258 | 713 | 0.02% | 0.03% | 48 | -89,803 | -56.11% | Q3 2026 | Oct 16, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 56,010 | 705 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 61,761 | 678 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 61,715 | 677 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CenterBook Partners LP | History | New | 64,364 | 653 | 0.03% | — | 52 | +64,364 | New | Q3 2026 | Nov 02, 2026 |
| GLOBEFLEX CAPITAL L P | History | No change | 54,416 | 597 | 0.08% | 0.08% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 52,121 | 573 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HSBC HOLDINGS PLC | History | No change | 48,906 | 534 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | No change | 48,124 | 528 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | Reduced | 49,783 | 505 | 0.11% | 0.15% | 57 | -107 | -0.21% | Q3 2026 | Oct 16, 2026 |
| IEQ CAPITAL, LLC | History | No change | 40,912 | 449 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SummitTX Capital, L.P. | History | No change | 39,412 | 432 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AVIVA PLC | History | No change | 39,084 | 429 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MetLife Investment Management, LLC | History | No change | 38,359 | 421 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Abel Hall, LLC | History | Added to | 39,067 | 396 | 0.07% | 0.07% | 62 | +40 | 0.1% | Q3 2026 | Oct 19, 2026 |
| Engineers Gate Manager LP | History | No change | 35,760 | 392 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 32,442 | 365 | 0.0% | 0.0% | 64 | +11,743 | 56.73% | Q3 2026 | Oct 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 32,535 | 357 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Yorktown Management & Research Co Inc | History | No change | 34,000 | 345 | 0.23% | 0.23% | 66 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| CITADEL ADVISORS LLC | History | No change | 30,400 | 333 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 28,765 | 330 | 0.01% | 0.01% | 68 | +10,580 | 58.18% | Q3 2026 | Oct 15, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 30,079 | 330 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Neuberger Berman Group LLC | History | No change | 28,300 | 310 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 24,945 | 273 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Solstein Capital, LLC | History | No change | 26,300 | 266 | 0.09% | 0.1% | 72 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| MOODY ALDRICH PARTNERS LLC | History | No change | 24,194 | 245 | 0.05% | 0.05% | 73 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Squarepoint Ops LLC | History | No change | 21,768 | 239 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | No change | 21,429 | 235 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 21,092 | 231 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Cerity Partners LLC | History | No change | 20,966 | 230 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 19,673 | 216 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| VIRGINIA RETIREMENT SYSTEMS ET Al | History | No change | 20,700 | 210 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 18,573 | 203 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| SPX Gestao de Recursos Ltda | History | No change | 18,540 | 203 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Mariner, LLC | History | No change | 16,989 | 186 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 16,768 | 184 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 15,680 | 172 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Corient Private Wealth LP | History | No change | 15,630 | 171 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Campbell & CO Investment Adviser LLC | History | No change | 14,151 | 155 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 14,083 | 154 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 14,000 | 153 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 13,382 | 146 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Inscription Capital, LLC | History | New | 14,314 | 145 | 0.02% | — | 91 | +14,314 | New | Q3 2026 | Nov 02, 2026 |
| Aquatic Capital Management LLC | History | No change | 13,241 | 145 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | No change | 12,653 | 138 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allegheny Financial Group | History | No change | 12,257 | 134 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| R Squared Ltd | History | No change | 12,229 | 134 | 0.07% | 0.07% | 94 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 12,871 | 131 | 0.0% | — | 95 | +12,871 | New | Q3 2026 | Nov 02, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 11,787 | 129 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Waverly Advisors, LLC | History | No change | 11,225 | 123 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 11,896 | 120 | 0.0% | 0.0% | 99 | -14,590 | -55.09% | Q3 2026 | Oct 08, 2026 |
| MQS Management LLC | History | No change | 10,951 | 120 | 0.15% | 0.15% | 98 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 10,865 | 119 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 10,213 | 112 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AXQ CAPITAL, LP | History | No change | 10,185 | 111 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Jain Global LLC | History | No change | 10,113 | 111 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TOKIO MARINE ASSET MANAGEMENT CO LTD | History | No change | 10,680 | 108 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| State of Alaska, Department of Revenue | History | No change | 9,683 | 98 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 5,415 | 59 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 5,264 | 57 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SIMPLEX TRADING, LLC | History | New | 5,206 | 52 | 0.0% | — | 108 | +5,206 | New | Q3 2026 | Nov 04, 2026 |
| Roxbury Financial LLC | History | Added to | 4,840 | 49 | 0.04% | 0.04% | 109 | +200 | 4.31% | Q3 2026 | Oct 01, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 4,505 | 45 | 0.0% | 0.0% | 110 | +145 | 3.33% | Q3 2026 | Oct 21, 2026 |
| Arax Advisory Partners | History | No change | 4,059 | 44 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 3,450 | 37 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sterling Capital Management LLC | History | Added to | 2,242 | 22 | 0.0% | 0.0% | 114 | +2,013 | 879.04% | Q3 2026 | Oct 22, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,997 | 22 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GAMMA Investing LLC | History | Added to | 1,619 | 16 | 0.0% | 0.0% | 115 | +1,080 | 200.37% | Q3 2026 | Oct 08, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,205 | 13 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,099 | 12 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Versant Capital Management, Inc | History | Added to | 1,158 | 11 | 0.0% | 0.0% | 118 | +86 | 8.02% | Q3 2026 | Oct 01, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 905 | 9 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 900 | 9 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 881 | 8 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Allworth Financial LP | History | No change | 676 | 7 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SIGNATUREFD, LLC | History | Added to | 630 | 6 | 0.0% | 0.0% | 123 | +172 | 37.55% | Q3 2026 | Oct 23, 2026 |
| GK Wealth Management LLC | History | New | 500 | 5 | 0.0% | — | 126 | +500 | New | Q3 2026 | Oct 09, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 500 | 5 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 586 | 5 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Essential Partners LLC | History | Added to | 359 | 3 | 0.0% | 0.0% | 129 | +67 | 22.95% | Q3 2026 | Oct 14, 2026 |
| True Wealth Design, LLC | History | Added to | 343 | 3 | 0.0% | 0.0% | 128 | +25 | 7.86% | Q3 2026 | Oct 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 329 | 3 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 255 | 2 | 0.0% | 0.0% | 131 | -85 | -25.0% | Q3 2026 | Nov 04, 2026 |
| IFP Advisors, Inc | History | Added to | 291 | 2 | 0.0% | 0.0% | 130 | +82 | 39.23% | Q3 2026 | Oct 16, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 195 | 2 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 239 | 2 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Optiver Holding B.V. | History | No change | 270 | 2 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | New | 184 | 1 | 0.0% | — | 137 | +184 | New | Q3 2026 | Oct 28, 2026 |
| Physician Wealth Advisors, Inc. | History | Added to | 193 | 1 | 0.0% | — | 136 | +129 | 201.56% | Q3 2026 | Oct 20, 2026 |
| US BANCORP \DE\ | History | No change | 116 | 1 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -176,053 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Wellington Shields Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -20,415 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Wellington Shields & Co., LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -18,400 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Ethic Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,398 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Founders Capital Management | History | Closed out | 0 | 0 | — | 0.01% | — | -1,500 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 72 | 0 | — | 0.0% | — | -382 | -84.14% | Q3 2026 | Oct 29, 2026 |
| Point Nemo Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -224 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Parallel Advisors, LLC | History | Reduced | 12 | 0 | — | 0.0% | — | -149 | -92.55% | Q3 2026 | Nov 03, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 95 | 0 | — | — | — | +85 | 850.0% | Q3 2026 | Oct 26, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Closed out | 0 | 0 | — | — | — | -48 | -100.0% | Q3 2026 | Oct 05, 2026 |
| Parkside Financial Bank & Trust | History | New | 45 | 0 | — | — | — | +45 | New | Q3 2026 | Oct 27, 2026 |
| Root Financial Partners, LLC | History | New | 27 | 0 | — | — | — | +27 | New | Q3 2026 | Oct 21, 2026 |
| Covestor Ltd | History | Reduced | 37 | 0 | — | 0.0% | — | -18 | -32.73% | Q3 2026 | Oct 30, 2026 |
| Stone House Investment Management, LLC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Torren Management, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Clearstead Advisors, LLC | History | No change | 84 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 60 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fortitude Family Office, LLC | History | No change | 97 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |