SANDOZ GROUP AG - SDZNY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ramirez Asset Management, Inc. | History | No change | 121,190 | 10,985 | 1.14% | 1.14% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Henry James International Management Inc. | History | No change | 64,767 | 5,496 | 1.67% | 1.76% | 2 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Reduced | 24,102 | 2,037 | 0.03% | 0.04% | 3 | -3,039 | -11.2% | Q3 2026 | Oct 01, 2026 |
| DELPHI MANAGEMENT INC /MA/ | History | Reduced | 15,777 | 1,334 | 1.4% | 1.42% | 4 | -304 | -1.89% | Q3 2026 | Nov 05, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 10,124 | 855 | 0.0% | 0.0% | 5 | +90 | 0.9% | Q3 2026 | Nov 10, 2026 |
| ALBERT D MASON INC | History | Added to | 6,542 | 553 | 0.33% | 0.12% | 6 | +4,201 | 179.45% | Q3 2026 | Oct 27, 2026 |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | History | No change | 3,362 | 284 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| O'Brien Greene & Co. Inc | History | No change | 3,333 | 281 | 0.08% | 0.08% | 8 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Mengis Capital Management, Inc. | History | No change | 2,898 | 245 | 0.04% | 0.04% | 9 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| GAMMA Investing LLC | History | Added to | 1,544 | 130 | 0.0% | 0.0% | 10 | +326 | 26.77% | Q3 2026 | Oct 08, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 764 | 69 | 0.04% | 0.04% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| First Command Advisory Services, Inc. | History | Added to | 628 | 53 | 0.0% | 0.0% | 13 | +400 | 175.44% | Q3 2026 | Nov 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 638 | 53 | 0.0% | 0.0% | 12 | -38 | -5.62% | Q3 2026 | Nov 06, 2026 |
| BRISTOL JOHN W & CO INC /NY/ | History | No change | 445 | 40 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strengthening Families & Communities, LLC | History | New | 238 | 20 | 0.0% | — | 15 | +238 | New | Q3 2026 | Oct 21, 2026 |
| McMillan Office, Inc. | History | No change | 213 | 19 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 138 | 12 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| United Community Bank | History | New | 60 | 5 | 0.0% | — | 19 | +60 | New | Q3 2026 | Oct 28, 2026 |
| Ascentis Independent Advisors | History | Added to | 66 | 5 | 0.0% | 0.0% | 18 | +49 | 288.24% | Q3 2026 | Nov 03, 2026 |
| Ascentis Wealth Management, LLC | History | New | 48 | 4 | 0.0% | — | 20 | +48 | New | Q3 2026 | Nov 03, 2026 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | No change | 47 | 3 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Coston, McIsaac & Partners | History | No change | 37 | 3 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Reduced | 35 | 2 | 0.0% | 0.0% | 25 | -100 | -74.07% | Q3 2026 | Oct 30, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 32 | 2 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Archer Investment Corp | History | No change | 32 | 2 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Main Street Group, LTD | History | No change | 12 | 1 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -325 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Salomon & Ludwin, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -236 | -100.0% | Q3 2026 | Oct 29, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -72 | -100.0% | Q3 2026 | Oct 30, 2026 |
| Heritage Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -47 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Vermillion Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -47 | -100.0% | Q3 2026 | Oct 26, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |