Listed Funds Trust - SEPZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AE Wealth Management LLC | History | Added to | 1,027,670 | 41,735 | 0.23% | 0.25% | 1 | +1,166 | 0.11% | Q1 2026 | May 13, 2026 |
| TrueMark Investments, LLC | History | Added to | 229,174 | 9,307 | 1.81% | 1.66% | 2 | +23,967 | 11.68% | Q1 2026 | Apr 20, 2026 |
| Weaver Consulting Group | History | Reduced | 69,574 | 2,825 | 0.67% | 0.72% | 3 | -301 | -0.43% | Q1 2026 | May 15, 2026 |
| Elevated Capital Advisors, LLC | History | New | 52,513 | 2,132 | 0.54% | — | 4 | +52,513 | New | Q1 2026 | Apr 30, 2026 |
| Valtinson Bruner Financial Planning LLC | History | Reduced | 51,196 | 2,079 | 0.57% | 0.62% | 5 | -187 | -0.36% | Q1 2026 | May 05, 2026 |
| SMART Wealth LLC | History | Reduced | 47,636 | 1,934 | 0.57% | 0.66% | 6 | -3,786 | -7.36% | Q1 2026 | Apr 23, 2026 |
| Wellment Financial | History | Reduced | 47,432 | 1,926 | 2.38% | 2.4% | 7 | -977 | -2.02% | Q1 2026 | Apr 28, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | Reduced | 47,204 | 1,917 | 0.58% | 0.67% | 8 | -2,818 | -5.63% | Q1 2026 | Apr 28, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Reduced | 44,077 | 1,790 | 0.74% | 0.76% | 9 | -1,636 | -3.58% | Q1 2026 | Apr 23, 2026 |
| FWG Investments, LLC. | History | Added to | 33,715 | 1,369 | 0.87% | 0.89% | 10 | +505 | 1.52% | Q1 2026 | Apr 21, 2026 |
| Integrated Wealth Management | History | Reduced | 23,143 | 939 | 1.08% | 1.1% | 11 | -6 | -0.03% | Q1 2026 | Apr 22, 2026 |
| Great Lakes Retirement, Inc. | History | Reduced | 23,118 | 938 | 0.1% | 0.11% | 12 | -2,312 | -9.09% | Q1 2026 | May 06, 2026 |
| LifeWealth Investments, LLC | History | Reduced | 21,443 | 870 | 0.26% | 0.38% | 13 | -7,112 | -24.91% | Q1 2026 | Apr 20, 2026 |
| Centennial Advisors, LLC | History | Reduced | 18,001 | 731 | 0.93% | 1.04% | 14 | -869 | -4.61% | Q1 2026 | Apr 21, 2026 |
| FSA Advisors, Inc. | History | New | 14,489 | 588 | 0.39% | — | 15 | +14,489 | New | Q1 2026 | May 06, 2026 |
| POM Investment Strategies, LLC | History | New | 14,070 | 571 | 0.71% | — | 16 | +14,070 | New | Q1 2026 | May 11, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 12,178 | 494 | 0.43% | 0.45% | 17 | +228 | 1.91% | Q1 2026 | May 06, 2026 |
| Csenge Advisory Group | History | Reduced | 10,346 | 420 | 0.02% | 0.02% | 18 | -1,013 | -8.92% | Q1 2026 | Apr 30, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 9,572 | 388 | 0.11% | 3.2% | 19 | -185,900 | -95.1% | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 9,572 | 388 | 0.11% | 0.14% | 20 | -1,083 | -10.16% | Q1 2026 | May 13, 2026 |
| Outlook Wealth Advisors, LLC | History | Reduced | 8,380 | 340 | 0.08% | 0.16% | 21 | -8,383 | -50.01% | Q1 2026 | Apr 17, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 7,842 | 318 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 7,782 | 316 | 0.0% | 0.0% | 23 | -6,930 | -47.1% | Q1 2026 | May 15, 2026 |
| Networth Advisors, LLC | History | Reduced | 6,873 | 279 | 0.2% | 0.22% | 24 | -163 | -2.32% | Q1 2026 | Apr 22, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 5,455 | 221 | 0.0% | — | 25 | +5,455 | New | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 1,847 | 75 | 0.02% | 0.03% | 26 | -176 | -8.7% | Q1 2026 | Apr 09, 2026 |
| Arax Advisory Partners | History | No change | 1,678 | 68 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Principia Wealth Advisory, LLC | History | No change | 1,223 | 51 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,100 | 44 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Key Capital Management, INC | History | Added to | 473 | 19 | 0.01% | 0.0% | 30 | +399 | 539.19% | Q1 2026 | May 07, 2026 |
| Decker Retirement Planning Inc. | History | Added to | 257 | 10 | 0.0% | 0.0% | 31 | +101 | 64.74% | Q1 2026 | Apr 20, 2026 |
| US BANCORP \DE\ | History | New | 31 | 1 | 0.0% | — | 33 | +31 | New | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | No change | 43 | 1 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,069 | -100.0% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -114 | -100.0% | Q1 2026 | May 05, 2026 |
| Mosley Wealth Management | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | Apr 27, 2026 |