Listed Funds Trust - SEPZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AE Wealth Management LLC | History | No change | 947,953 | 43,076 | 0.2% | 0.2% | 1 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| TrueMark Investments, LLC | History | No change | 497,728 | 22,617 | 2.83% | 2.83% | 2 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 156,363 | 7,218 | 2.74% | 2.86% | 3 | -5,829 | -3.59% | Q3 2026 | Nov 02, 2026 |
| Weaver Consulting Group | History | Reduced | 67,584 | 3,120 | 0.61% | 0.64% | 4 | -1,400 | -2.03% | Q3 2026 | Oct 07, 2026 |
| Valtinson Bruner Financial Planning LLC | History | Reduced | 48,959 | 2,260 | 0.56% | 0.58% | 5 | -1,916 | -3.77% | Q3 2026 | Nov 02, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 46,314 | 2,138 | 0.71% | 0.61% | 6 | -2,755 | -5.61% | Q3 2026 | Nov 04, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | Reduced | 41,976 | 1,937 | 0.56% | 0.55% | 7 | -3,169 | -7.02% | Q3 2026 | Oct 26, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Reduced | 39,713 | 1,833 | 0.71% | 0.72% | 8 | -2,671 | -6.3% | Q3 2026 | Oct 27, 2026 |
| FWG Investments, LLC. | History | Added to | 39,582 | 1,827 | 0.88% | 0.91% | 9 | +1,831 | 4.85% | Q3 2026 | Nov 03, 2026 |
| Wellment Financial | History | Reduced | 34,468 | 1,591 | 1.71% | 1.84% | 10 | -1,045 | -2.94% | Q3 2026 | Oct 28, 2026 |
| SMART Wealth LLC | History | Reduced | 25,719 | 1,187 | 0.24% | 0.33% | 11 | -8,377 | -24.57% | Q3 2026 | Nov 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 21,975 | 998 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Richmond Brothers, Inc. | History | No change | 19,763 | 898 | 0.47% | 0.47% | 13 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Integrated Wealth Management | History | Reduced | 19,084 | 881 | 0.87% | 0.94% | 14 | -555 | -2.83% | Q3 2026 | Oct 19, 2026 |
| Great Lakes Retirement, Inc. | History | Reduced | 19,017 | 877 | 0.08% | 0.08% | 15 | -1,773 | -8.53% | Q3 2026 | Oct 26, 2026 |
| Centennial Advisors, LLC | History | Reduced | 16,495 | 761 | 0.91% | 0.97% | 16 | -1,443 | -8.04% | Q3 2026 | Oct 21, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 15,577 | 719 | 0.31% | 0.33% | 17 | -1,239 | -7.37% | Q3 2026 | Nov 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 13,874 | 630 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FSA Advisors, Inc. | History | No change | 12,378 | 562 | 0.26% | 0.26% | 19 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| LifeWealth Investments, LLC | History | Reduced | 11,416 | 527 | 0.15% | 0.2% | 20 | -4,672 | -29.04% | Q3 2026 | Oct 21, 2026 |
| IFG Advisory, LLC | History | No change | 11,043 | 501 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 10,490 | 484 | 0.36% | 0.37% | 22 | +1 | 0.01% | Q3 2026 | Nov 02, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 8,845 | 401 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 8,227 | 379 | 0.1% | 0.1% | 24 | -375 | -4.36% | Q3 2026 | Nov 04, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 7,985 | 368 | 0.02% | 0.02% | 25 | +143 | 1.82% | Q3 2026 | Oct 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 7,345 | 333 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Csenge Advisory Group | History | Reduced | 6,666 | 307 | 0.01% | 0.01% | 27 | -330 | -4.72% | Q3 2026 | Nov 04, 2026 |
| Montgomery Financial Services LLC | History | Reduced | 4,861 | 224 | 0.18% | 0.21% | 28 | -395 | -7.52% | Q3 2026 | Nov 03, 2026 |
| Networth Advisors, LLC | History | Added to | 2,566 | 118 | 0.07% | 0.06% | 29 | +146 | 6.03% | Q3 2026 | Nov 03, 2026 |
| Mosley Wealth Management | History | Added to | 1,848 | 85 | 0.02% | 0.02% | 31 | +302 | 19.53% | Q3 2026 | Oct 16, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 1,847 | 85 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Arax Advisory Partners | History | No change | 1,678 | 76 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Decker Retirement Planning Inc. | History | Added to | 1,354 | 62 | 0.02% | 0.02% | 33 | +206 | 17.94% | Q3 2026 | Oct 19, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 700 | 31 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Key Capital Management, INC | History | Added to | 587 | 27 | 0.01% | 0.01% | 35 | +123 | 26.51% | Q3 2026 | Nov 03, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 431 | 19 | 0.0% | — | 36 | +431 | New | Q3 2026 | Nov 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 84 | 3 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| POM Investment Strategies, LLC | History | Reduced | 30 | 1 | 0.0% | 0.0% | 39 | -7 | -18.92% | Q3 2026 | Oct 20, 2026 |
| ASSETMARK, INC | History | No change | 43 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51 | -100.0% | Q3 2026 | Oct 08, 2026 |