Listed Funds Trust - SEPZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AE Wealth Management LLC | History | Reduced | 1,026,504 | 43,380 | 0.25% | 0.28% | 1 | -20,487 | -1.96% | Q4 2025 | Jan 26, 2026 |
| TrueMark Investments, LLC | History | Reduced | 205,207 | 8,672 | 1.66% | 1.65% | 2 | -19,079 | -8.51% | Q4 2025 | Jan 14, 2026 |
| Lloyd Advisory Services, LLC. | History | Added to | 195,472 | 8,260 | 3.2% | 3.46% | 3 | +21,897 | 12.62% | Q4 2025 | Feb 06, 2026 |
| Weaver Consulting Group | History | Reduced | 69,875 | 2,952 | 0.72% | 0.76% | 4 | -405 | -0.58% | Q4 2025 | Feb 10, 2026 |
| SMART Wealth LLC | History | Added to | 51,422 | 2,173 | 0.66% | 0.75% | 5 | +4,497 | 9.58% | Q4 2025 | Jan 26, 2026 |
| Valtinson Bruner Financial Planning LLC | History | Reduced | 51,383 | 2,171 | 0.62% | 0.66% | 6 | -1,161 | -2.21% | Q4 2025 | Feb 09, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | Reduced | 50,022 | 2,113 | 0.67% | 0.85% | 7 | -33,788 | -40.31% | Q4 2025 | Feb 02, 2026 |
| FSR Wealth Management Ltd. | History | Reduced | 48,409 | 2,045 | 2.4% | 2.51% | 8 | -1,688 | -3.37% | Q4 2025 | Jan 27, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Reduced | 45,713 | 1,931 | 0.76% | 0.62% | 9 | -5,928 | -11.48% | Q4 2025 | Feb 11, 2026 |
| FWG Investments, LLC. | History | Added to | 33,210 | 1,403 | 0.89% | 0.95% | 10 | +412 | 1.26% | Q4 2025 | Jan 28, 2026 |
| LifeWealth Investments, LLC | History | Reduced | 28,555 | 1,206 | 0.38% | 0.43% | 11 | -2,175 | -7.08% | Q4 2025 | Jan 26, 2026 |
| Great Lakes Retirement, Inc. | History | Reduced | 25,430 | 1,074 | 0.11% | 0.13% | 12 | -2,014 | -7.34% | Q4 2025 | Feb 12, 2026 |
| Integrated Wealth Management | History | New | 23,149 | 978 | 1.1% | — | 13 | +23,149 | New | Q4 2025 | Mar 03, 2026 |
| Centennial Advisors, LLC | History | New | 18,870 | 797 | 1.04% | — | 14 | +18,870 | New | Q4 2025 | Jan 22, 2026 |
| Outlook Wealth Advisors, LLC | History | Added to | 16,763 | 708 | 0.16% | 0.09% | 15 | +8,101 | 93.52% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 14,712 | 621 | 0.0% | 0.0% | 16 | +200 | 1.38% | Q4 2025 | Feb 17, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Reduced | 11,950 | 505 | 0.45% | 0.47% | 17 | -84 | -0.7% | Q4 2025 | Jan 29, 2026 |
| Csenge Advisory Group | History | Added to | 11,359 | 480 | 0.02% | 0.02% | 18 | +103 | 0.92% | Q4 2025 | Feb 06, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 10,655 | 450 | 0.14% | 0.3% | 19 | -847 | -7.36% | Q4 2025 | Feb 06, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 7,842 | 331 | 0.02% | — | 20 | +7,842 | New | Q4 2025 | Jan 21, 2026 |
| Networth Advisors, LLC | History | New | 7,036 | 297 | 0.22% | — | 21 | +7,036 | New | Q4 2025 | Jan 22, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 2,023 | 85 | 0.03% | 0.03% | 22 | +10 | 0.5% | Q4 2025 | Jan 23, 2026 |
| Arax Advisory Partners | History | No change | 1,678 | 70 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Principia Wealth Advisory, LLC | History | No change | 1,223 | 51 | 0.03% | 0.04% | 24 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,100 | 46 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,069 | 45 | 0.0% | — | 26 | +1,069 | New | Q4 2025 | Feb 13, 2026 |
| Decker Retirement Planning Inc. | History | Reduced | 156 | 6 | 0.0% | 0.01% | 27 | -171 | -52.29% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | New | 114 | 4 | 0.0% | — | 28 | +114 | New | Q4 2025 | Jan 29, 2026 |
| Key Capital Management, INC | History | New | 74 | 3 | 0.0% | — | 29 | +74 | New | Q4 2025 | Jan 26, 2026 |
| ASSETMARK, INC | History | New | 43 | 1 | 0.0% | — | 30 | +43 | New | Q4 2025 | Jan 23, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,487 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FSA Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.45% | — | -13,335 | -100.0% | Q3 2025 | Nov 12, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,687 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Richard W. Paul & Associates, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -87 | -100.0% | Q3 2025 | Nov 13, 2025 |