BARINGS LLC

Q3 2021 13F-HR Holdings

Location
Charlotte, NC
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
377
Total value ($000)
$4,388,777
Net value change ($000)
+216,546 (5.2%)
New positions
71
Sold out positions
73
Turnover %
11.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/11/2021 Next filing: 2/9/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LQD 399,151 1930.6%
BBDC 150,309 NEW
QUAL 88,786 7337.7%
VIG 66,943 2127.2%
ESGU 29,694 406.5%
IVV 28,003 4.1%
CWB 23,965 5612.4%
MOBILE TELESYSTEMS OJSC /ADR/ 22,191 2657.6%
SU 19,020 101.2%
HEPS 12,005 NEW
Top Reduces (Value $000, Stocks/ETFs)
BABA -86,965 -41.7%
TSM -57,119 -98.2%
BILI -55,324 -85.7%
DQ -31,754 -100.0%
VLUE -30,218 -100.0%
ZH -26,465 -49.4%
TUYA -24,485 -100.0%
PDD -23,769 -30.3%
SOXX -22,903 -63.0%
GDS -21,024 -38.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type