BARINGS LLC

Q3 2021 13F-HR Detailed Holdings

Location
Charlotte, NC
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
597
Total value ($000)
$4,388,777
Net value change ($000)
+216,546 (5.2%)
New positions
71
Sold out positions
73
Turnover %
11.7%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/11/2021 Next filing: 2/9/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LQD 399,151 1930.6%
BBDC 150,309 NEW
QUAL 88,786 7337.7%
VIG 66,943 2127.2%
ESGU 29,694 406.5%
IVV 28,003 4.1%
CWB 23,965 5612.4%
MOBILE TELESYSTEMS OJSC /ADR/ 22,191 2657.6%
SU 19,020 101.2%
HEPS 12,005 NEW
Top Reduces (Value $000, Stocks/ETFs)
BABA -86,965 -41.7%
TSM -57,119 -98.2%
BILI -55,324 -85.7%
DQ -31,754 -100.0%
VLUE -30,218 -100.0%
ZH -26,465 -49.4%
TUYA -24,485 -100.0%
PDD -23,769 -30.3%
SOXX -22,903 -63.0%
GDS -21,024 -38.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd 028-16290
2 Baring Asset Management Korea Ltd
3 BARING ASSET MANAGEMENT Ltd 028-16289
4 Baring SICE (Taiwan) LTD