BARINGS LLC

Q3 2023 13F-HR Holdings

Location
Charlotte, NC
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
150
Total value ($000)
$2,931,873
Net value change ($000)
-27,344 (-0.9%)
New positions
17
Sold out positions
34
Turnover %
6.6%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/8/2023 Next filing: 2/8/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CRH 53,871 NEW
HDV 31,373 NEW
SHV 27,094 172.3%
SPY 24,881 198.9%
IVW 20,393 115.1%
PDD 14,984 41.8%
BBDC 14,595 13.6%
URTH 11,308 56.8%
FMX 10,130 NEW
GRID 9,351 47.1%
Top Reduces (Value $000, Stocks/ETFs)
IVV -60,189 -7.4%
QQQ -39,159 -10.2%
VT -28,409 -39.4%
IWO -16,044 -4.7%
DEM -15,285 -77.1%
IEV -13,609 -83.7%
GTX -12,753 -64.7%
TCPC -12,332 -70.5%
GPRE -11,369 -100.0%
LQD -8,900 -10.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type