BARINGS LLC

Q3 2023 13F-HR Detailed Holdings

Location
Charlotte, NC
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
202
Total value ($000)
$2,931,873
Net value change ($000)
-27,344 (-0.9%)
New positions
17
Sold out positions
34
Turnover %
6.6%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/8/2023 Next filing: 2/8/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CRH 53,871 NEW
HDV 31,373 NEW
SHV 27,094 172.3%
SPY 24,881 198.9%
IVW 20,393 115.1%
PDD 14,984 41.8%
BBDC 14,595 13.6%
URTH 11,308 56.8%
FMX 10,130 NEW
GRID 9,351 47.1%
Top Reduces (Value $000, Stocks/ETFs)
IVV -60,189 -7.4%
QQQ -39,159 -10.2%
VT -28,409 -39.4%
IWO -16,044 -4.7%
DEM -15,285 -77.1%
IEV -13,609 -83.7%
GTX -12,753 -64.7%
TCPC -12,332 -70.5%
GPRE -11,369 -100.0%
LQD -8,900 -10.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd 028-16290
2 Baring Asset Management Korea Ltd
3 BARING ASSET MANAGEMENT Ltd 028-16289
4 Baring SICE (Taiwan) LTD
5 Baring International Investment Ltd 028-15112