PRINCIPAL SECURITIES, INC.

Q3 2026 13F-HR Holdings

Location
Des Moines, IA
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
1,567
Total value ($000)
$8,585,855
Net value change ($000)
+280,393 (3.4%)
New positions
112
Sold out positions
87
Turnover %
1.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/4/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BIL 64,761 1490.8%
SHV 63,593 1533.8%
IVV 37,454 13.4%
MSFT 37,363 42.8%
IGV 21,810 325.5%
LCAP 20,663 10.7%
NVDA 20,373 19.9%
XOM 19,509 NEW
AAPL 18,088 18.6%
IWY 15,960 122.0%
Top Reduces (Value $000, Stocks/ETFs)
SPYM -66,038 -89.6%
IXUS -24,883 -64.5%
HYG -20,120 -87.5%
QYLD -18,603 -97.0%
ITOT -17,866 -70.6%
IJR -17,828 -60.2%
XYLD -17,723 -95.7%
XOM -15,571 -100.0%
ETY -15,357 -97.9%
EQWL -14,062 -93.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type