PRINCIPAL SECURITIES, INC.
All 13F Filings
- Location
- Des Moines, IA
- Most recent 13F
- Q4 2025
- Holdings value ($000)
- 6,481,570
- Description
- Des Moines Iowa based bank affiliated investment manager with a corporate governance structure and a disciplined and process driven investment mandate. The approach emphasizes active stewardship and governance oversight, cross border allocation discipline, and credit underwriting and duration control for institutional and advisory mandates. Mandate delivery is supported by disciplined controls, selective risk taking, and consistent review practices through liquidity aware implementation and decision traceability.
- Website
- —
- Founded
- —
- Chairman
- —
- CEO
- —
- All SEC filings
- View on sec.gov
Sector allocation over time (stocks only)
Stacked by quarter. Hover to see detailed sector breakdown for any quarter.
| Quarter | Date Filed | Holdings | Value ($000) | Form Type | Name |
|---|---|---|---|---|---|
| Q4 2025 | 2/12/2026 | 1,345 | 6,481,570 | 13F-HR | PRINCIPAL SECURITIES, INC. |
| Q3 2025 | 11/12/2025 | 3,731 | 6,071,520 | 13F-HR | PRINCIPAL SECURITIES, INC. |
| Q2 2025 | 8/11/2025 | 3,679 | 5,321,982 | 13F-HR | PRINCIPAL SECURITIES, INC. |
| Q1 2025 | 4/30/2025 | 3,553 | 4,469,124 | 13F-HR | PRINCIPAL SECURITIES, INC. |
| Q4 2024 | 1/30/2025 | 3,548 | 4,440,700 | 13F-HR | PRINCIPAL SECURITIES, INC. |
| Q3 2024 | 10/28/2024 | 3,452 | 4,135,159 | 13F-HR | PRINCIPAL SECURITIES, INC. |
| Q2 2024 | 7/31/2024 | 3,394 | 3,628,484 | 13F-HR | PRINCIPAL SECURITIES, INC. |
| Q1 2024 | 5/10/2024 | 3,320 | 3,210,285 | 13F-HR | PRINCIPAL SECURITIES, INC. |
| Q4 2023 | 5/10/2024 | 3,215 | 2,684,829 | 13F-HR/A - RESTATEMENT | PRINCIPAL SECURITIES, INC. |
| Q4 2023 | 2/7/2024 | 3,215 | 2,684,829 | 13F-HR | PRINCIPAL SECURITIES, INC. |
Swipe for more columns
Money flow by instrument (QoQ, ex-options)
| Type | Value ($000) | Share % | Inflow | Outflow | Net |
|---|---|---|---|---|---|
| Stocks | 4.721 M | 72.8% | 256.6 K | 0 | 256.6 K |
| ETFs | 1.69 M | 26.1% | 152 K | 0 | 152 K |
| Debt | 19.68 K | 0.3% | 1.213 K | 0 | 1.213 K |
| Other | 50.07 K | 0.8% | 297 | 0 | 297 |
Swipe for more columns
Fund Snapshot
Q4 2025
Latest filed
2/12/2026
Total value ($000)
6,481,570
Holdings
1345
QoQ value change ($000)
410,050
(6.8%)
Value = total reported 13F value ($000), Holdings = number of positions.
13F Value over time
Holdings count over time
Sector allocation (latest, stocks only)
Methodology:
sector allocation is stocks-only;
instrument flow table is ex-options;
options exposure is shown separately.
Details.