COMMONWEALTH EQUITY SERVICES, LLC

Q3 2020 13F-HR Holdings

Location
Waltham, MA
Holdings as of
9/30/2020
Date filed
11/5/2020
Form type
13F-HR
Num holdings
3,046
Total value ($000)
$29,276,138
Net value change ($000)
+2,782,074 (10.5%)
New positions
230
Sold out positions
134
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2020 Next filing: 2/11/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 300,771 26.8%
QQQ 76,036 17.5%
AMZN 71,283 13.5%
DWAW 53,098 NEW
SPY 51,083 11.5%
DWUS 50,669 NEW
TSLA 50,101 113.4%
AdvisorShares Trust 48,459 NEW
MSFT 44,632 8.3%
IVV 43,358 8.7%
Top Reduces (Value $000, Stocks/ETFs)
XOM -31,077 -26.4%
VCLT -26,883 -94.8%
IEF -21,556 -32.6%
CSCO -17,930 -19.1%
CVX -17,448 -19.6%
INTC -14,470 -11.3%
LRGF -12,831 -67.9%
DVY -12,187 -21.7%
ITOT -12,174 -7.7%
XLE -11,855 -39.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type