COMMONWEALTH EQUITY SERVICES, LLC

Q3 2021 13F-HR Holdings

Location
Waltham, MA
Holdings as of
9/30/2021
Date filed
10/29/2021
Form type
13F-HR
Num holdings
3,573
Total value ($000)
$39,835,887
Net value change ($000)
+448,978 (1.1%)
New positions
219
Sold out positions
168
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2021 Next filing: 1/31/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 58,484 7.5%
AAPL 57,038 3.4%
GE 38,266 NEW
TSLA 29,956 18.0%
GOOGL 29,347 12.6%
FJUL 26,445 2369.6%
TIP 25,145 38.6%
NVDA 24,282 11.0%
DFAX 23,938 NEW
QQQ 21,298 3.3%
Top Reduces (Value $000, Stocks/ETFs)
GE -43,471 -100.0%
BABA -29,526 -45.6%
ARKK -22,704 -12.3%
VWO -18,220 -6.6%
FNOV -16,932 -69.9%
NIO -15,791 -61.1%
DFAC -15,680 -18.6%
T -13,622 -8.9%
FCAL -12,609 -96.3%
UPS -11,196 -12.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type