Rockefeller Capital Management L.P.

Q1 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2021
Date filed
5/11/2021
Form type
13F-HR
Num holdings
3,321
Total value ($000)
$14,777,779
Net value change ($000)
+1,574,556 (11.9%)
New positions
502
Sold out positions
185
Turnover %
1.3%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LLY 102,976 617.9%
URI 82,817 65210.2%
MSFT 70,222 10.6%
DE 69,566 44.5%
AMAT 63,535 62.7%
META 60,236 21.7%
FIS 52,814 64.6%
DFS 52,152 28.1%
RGA 49,211 31.3%
NEW RELIC, INC. 44,159 62195.8%
Top Reduces (Value $000, Stocks/ETFs)
VZ -186,174 -72.7%
CHINA MOBILE LIMITED -68,907 -100.0%
AMZN -56,371 -12.7%
AMERICAN CAMPUS COMMUNITIES INC -55,098 -88.5%
PGR -49,102 -46.2%
WMG -45,770 -99.0%
ILMN -41,931 -87.3%
AEM -29,542 -21.5%
AAPL -24,639 -4.7%
BMRN -19,788 -25.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type