Rockefeller Capital Management L.P.

Q4 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2020
Date filed
2/12/2021
Form type
13F-HR
Num holdings
2,947
Total value ($000)
$13,203,223
Net value change ($000)
+2,528,221 (23.7%)
New positions
414
Sold out positions
189
Turnover %
1.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 11/13/2020 Next filing: 5/11/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GL 123,053 129529.5%
MPT 102,359 319871.9%
DFS 94,178 102.7%
ACGL 76,031 760310.0%
BABA 75,606 64.1%
AMZN 59,753 15.6%
IBN 58,690 101.2%
MSFT 57,988 9.6%
FHN 57,348 171.7%
RL 55,953 373020.0%
Top Reduces (Value $000, Stocks/ETFs)
PGR -133,698 -55.7%
GSK -101,240 -95.7%
CCK -76,812 -97.8%
AWK -49,885 -75.1%
SEDG -38,958 -95.8%
CGNX -34,358 -94.7%
WTW -20,807 -12.7%
CHINA MOBILE LIMITED -14,899 -17.8%
AFL -11,674 -8.1%
LYFT -10,225 -99.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type