CALDWELL SUTTER CAPITAL, INC.
Q3 2025 13F-HR Holdings
Net value change ($000)
+15,760
(7.2%)
New positions
39
Sold out positions
29
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q2 2025
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| PLBC | 4,523 | 12563.9% |
| AAPL | 3,360 | 34.2% |
| SGOV | 1,000 | 124.5% |
| MOD | 753 | 44.3% |
| FBK | 679 | NEW |
| MCHB | 629 | 84.4% |
| CAT | 595 | 16.6% |
| SSBI | 374 | 9.9% |
| INTG | 340 | 74.6% |
| FSUN | 256 | 11.6% |
Top Reduces (Value $000, Stocks/ETFs)
| Southern States Bancshares, Inc. | -663 | -100.0% |
| V | -466 | -9.4% |
| MSFT | -364 | -8.5% |
| INBK | -358 | -16.9% |
| INTU | -355 | -14.1% |
| STEEL PARTNERS HOLDINGS L.P. | -290 | -100.0% |
| COST | -222 | -7.3% |
| IBM | -205 | -7.9% |
| UMH | -195 | -13.0% |
| DGICA | -195 | -4.3% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|