CALDWELL SUTTER CAPITAL, INC.

Q4 2025 13F-HR Holdings

Location
Sausalito, CA
Holdings as of
12/31/2025
Date filed
1/30/2026
Form type
13F-HR
Num holdings
877
Total value ($000)
$235,879
Net value change ($000)
+1,753 (0.7%)
New positions
46
Sold out positions
39
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 10/29/2025 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q3 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PPIH 1,492 26.4%
SGOV 1,047 58.1%
CAT 757 18.2%
NAII 457 38.2%
GOLD 323 28.6%
CSCO 302 15.7%
AXP 277 11.4%
PKBK 257 12.6%
GOOGL 235 28.6%
GOOGL 235 29.1%
Top Reduces (Value $000, Stocks/ETFs)
MSA -582 -10.2%
KNTK -468 -15.1%
MSFT -409 -10.4%
WLY -332 -24.3%
NEN -297 -13.7%
AXR -263 -21.8%
FSUN -251 -10.2%
META -239 -10.4%
MCI -233 -13.3%
MOD -230 -9.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type