CALDWELL SUTTER CAPITAL, INC.

Q1 2026 13F-HR Holdings

Location
Sausalito, CA
Holdings as of
3/31/2026
Date filed
5/5/2026
Form type
13F-HR
Num holdings
894
Total value ($000)
$245,896
Net value change ($000)
+10,017 (4.2%)
New positions
40
Sold out positions
23
Turnover %
0.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/30/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
KNTK 3,100 117.4%
SGOV 1,572 55.2%
CVX 895 34.6%
CAT 869 17.6%
SENEA 810 36.6%
XOM 671 39.9%
SSBI 607 15.1%
MOD 583 26.2%
EMBJ 553 NEW
BANX 475 3166.7%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -1,365 -10.4%
MSFT -838 -23.7%
INTU -719 -34.2%
V -705 -15.3%
OMCC -632 -100.0%
DGICA -595 -14.0%
AXP -495 -18.2%
IBM -493 -19.8%
MSA -348 -6.8%
NAII -341 -20.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type