KLINGENSTEIN FIELDS & CO LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/2/2014
Form type
13F-HR
Num holdings
256
Total value ($000)
$2,228,840
Net value change ($000)
-566,273 (-20.3%)
New positions
6
Sold out positions
63
Turnover %
2.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/5/2014 Next filing: 7/24/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SAP 19,752 NEW
AIG 16,643 261.5%
UNP 4,324 8.4%
APC 4,289 29.2%
NEM 2,812 38.1%
CSCO 2,664 12.7%
HAL 2,501 13.9%
EMC 2,262 11.3%
LLY 1,898 11.4%
VZ 1,689 90.3%
Top Reduces (Value $000, Stocks/ETFs)
XOM -24,922 -58.3%
ABBV -23,696 -52.0%
FCX -23,608 -17.6%
KMB -16,369 -97.9%
FDX -16,221 -40.1%
BRK-B -16,064 -11.5%
ABT -16,015 -84.9%
EMR -14,919 -33.6%
WLY -14,909 -80.7%
JNJ -13,786 -14.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type