KLINGENSTEIN FIELDS & CO LLC

Q1 2014 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/2/2014
Form type
13F-HR
Num holdings
363
Total value ($000)
$2,228,840
Net value change ($000)
-566,273 (-20.3%)
New positions
6
Sold out positions
63
Turnover %
2.8%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/5/2014 Next filing: 7/24/2014 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SAP 19,752 NEW
AIG 16,643 261.5%
UNP 4,324 8.4%
APC 4,289 29.2%
NEM 2,812 38.1%
CSCO 2,664 12.7%
HAL 2,501 13.9%
EMC 2,262 11.3%
LLY 1,898 11.4%
VZ 1,689 90.3%
Top Reduces (Value $000, Stocks/ETFs)
XOM -24,922 -58.3%
ABBV -23,696 -52.0%
FCX -23,608 -17.6%
KMB -16,369 -97.9%
FDX -16,221 -40.1%
BRK-B -16,064 -11.5%
ABT -16,015 -84.9%
EMR -14,919 -33.6%
WLY -14,909 -80.7%
JNJ -13,786 -14.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Brandywine Trust Company 028-06291
2 Seabridge Investment Advisors 028-12671