Advisors Asset Management, Inc.

Q1 2020 13F-HR Holdings

Location
Monument, CO
Holdings as of
3/31/2020
Date filed
5/15/2020
Form type
13F-HR
Num holdings
1,503
Total value ($000)
$4,203,740
Net value change ($000)
-1,499,700 (-26.3%)
New positions
41
Sold out positions
94
Turnover %
3.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/20/2020 Next filing: 8/12/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMZN 15,533 12.1%
RA 5,045 4759.4%
REGN 2,823 36.2%
WBA 2,442 18.8%
MSFT 1,970 1.2%
CAT 1,963 15.4%
NVDA 1,864 31.4%
CCI 1,726 4.4%
UVV 1,701 77.8%
MDLZ 1,451 16.7%
Top Reduces (Value $000, Stocks/ETFs)
JPM -27,104 -43.4%
TFC -26,059 -100.0%
AYR -24,885 -100.0%
Pattern Energy Group Inc. -19,055 -100.0%
CVX -17,982 -39.0%
AAPL -16,472 -13.0%
TWO -15,013 -80.1%
META -13,088 -13.7%
OKE -12,637 -80.2%
T -12,429 -25.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type