Advisors Asset Management, Inc.
All 13F Filings
- Location
- Monument, CO
- Most recent 13F
- Q2 2026
- Holdings value ($000)
- 6,557,394
- Description
- Monument Colorado based advisory led wealth manager with an incorporated management platform and a governance centered and selective investment mandate. The approach emphasizes valuation discipline and downside awareness, fundamental research depth, and active stewardship and governance oversight for private client and family mandates. Implementation focuses on stability, transparency, and repeatable investment decision routines through portfolio concentration discipline and decision traceability.
- Website
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- Founded
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- Chairman
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- CEO
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- All SEC filings
- View on sec.gov
Sector allocation over time (stocks only)
Stacked by quarter. Hover to see detailed sector breakdown for any quarter.
| Quarter | Date Filed | Holdings | Value ($000) | Form Type | Name |
|---|---|---|---|---|---|
| Q2 2026 | 8/13/2026 | 1,408 | 6,557,394 | 13F-HR | Advisors Asset Management, Inc. |
| Q1 2026 | 5/15/2026 | 1,451 | 6,011,382 | 13F-HR | Advisors Asset Management, Inc. |
| Q4 2025 | 8/21/2026 | 7 | 115,056 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q4 2025 | 8/21/2026 | 1,466 | 5,957,161 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2025 | 2/12/2026 | 1,440 | 5,956,751 | 13F-HR | Advisors Asset Management, Inc. |
| Q3 2025 | 8/26/2026 | 1,477 | 5,892,410 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q3 2025 | 8/21/2026 | 6 | 78,006 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q3 2025 | 11/6/2025 | 1,453 | 5,892,025 | 13F-HR | Advisors Asset Management, Inc. |
| Q2 2025 | 8/24/2026 | 1,472 | 5,585,929 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q2 2025 | 8/21/2026 | 5 | 60,725 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q2 2025 | 8/12/2025 | 1,472 | 5,585,527 | 13F-HR | Advisors Asset Management, Inc. |
| Q1 2025 | 8/26/2026 | 1,494 | 5,323,212 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2025 | 8/21/2026 | 6 | 74,763 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q1 2025 | 5/15/2025 | 1,494 | 5,322,826 | 13F-HR | Advisors Asset Management, Inc. |
| Q4 2024 | 8/21/2026 | 4 | 45,770 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q4 2024 | 8/21/2026 | 1,472 | 5,428,978 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2024 | 2/10/2025 | 1,472 | 5,428,609 | 13F-HR | Advisors Asset Management, Inc. |
| Q3 2024 | 8/21/2026 | 4 | 46,024 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q3 2024 | 8/21/2026 | 1,460 | 5,445,086 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q3 2024 | 11/8/2024 | 1,460 | 5,444,706 | 13F-HR | Advisors Asset Management, Inc. |
| Q2 2024 | 8/21/2026 | 1,436 | 5,127,562 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q2 2024 | 8/14/2024 | 1,436 | 5,127,207 | 13F-HR | Advisors Asset Management, Inc. |
| Q1 2024 | 8/26/2026 | 1,395 | 5,203,090 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2024 | 5/14/2024 | 1,395 | 5,202,730 | 13F-HR | Advisors Asset Management, Inc. |
| Q4 2023 | 8/26/2026 | 1,401 | 4,898,283 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2023 | 8/24/2026 | 1 | 58,688 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q4 2023 | 2/14/2024 | 1,401 | 4,898,019 | 13F-HR | Advisors Asset Management, Inc. |
| Q3 2023 | 8/26/2026 | 1 | 58,688 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q3 2023 | 8/26/2026 | 1,404 | 4,635,683 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q3 2023 | 11/14/2023 | 1,404 | 4,635,420 | 13F-HR | Advisors Asset Management, Inc. |
| Q2 2023 | 8/26/2026 | 1 | 56,577 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q2 2023 | 8/26/2026 | 1,417 | 4,895,109 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q2 2023 | 8/14/2023 | 1,417 | 4,894,853 | 13F-HR | Advisors Asset Management, Inc. |
| Q1 2023 | 8/26/2026 | 1 | 53,958 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q1 2023 | 8/26/2026 | 1,447 | 4,915,862 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2023 | 5/12/2023 | 1,447 | 4,915,610 | 13F-HR | Advisors Asset Management, Inc. |
| Q4 2022 | 8/27/2026 | 1,480 | 4,854,266 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2022 | 8/21/2026 | 1 | 62,604 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q4 2022 | 2/13/2023 | 1,480 | 4,854,012 | 13F-HR | Advisors Asset Management, Inc. |
| Q3 2022 | 8/26/2026 | 1,460 | 4,995,258 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q3 2022 | 8/21/2026 | 1 | 53,824 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q3 2022 | 11/8/2022 | 1,460 | 4,756,464 | 13F-HR | Advisors Asset Management, Inc. |
| Q2 2022 | 8/27/2026 | 1 | 49,825 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q2 2022 | 8/27/2026 | 1,489 | 5,521,201 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q2 2022 | 8/8/2022 | 1,489 | 5,271,836 | 13F-HR | Advisors Asset Management, Inc. |
| Q1 2022 | 8/27/2026 | 3 | 68,245 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q1 2022 | 8/26/2026 | 1,485 | 6,494,297 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2022 | 8/26/2026 | 3 | 68,245 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2022 | 5/17/2022 | 1,484 | 6,493,995 | 13F-HR | Advisors Asset Management, Inc. |
| Q4 2021 | 8/27/2026 | 1,486 | 7,012,660 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2021 | 2/15/2022 | 1,487 | 7,004,252 | 13F-HR | Advisors Asset Management, Inc. |
| Q3 2021 | 8/27/2026 | 1,463 | 6,576,592 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q3 2021 | 8/26/2026 | 1 | 48,042 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q3 2021 | 11/12/2021 | 1,463 | 6,576,309 | 13F-HR | Advisors Asset Management, Inc. |
| Q2 2021 | 8/26/2026 | 1 | 94,429 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q2 2021 | 8/26/2026 | 1,401 | 7,122,444 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q2 2021 | 7/30/2021 | 1,401 | 6,779,415 | 13F-HR | Advisors Asset Management, Inc. |
| Q1 2021 | 8/26/2026 | 1,480 | 6,432,359 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2021 | 5/7/2021 | 1,478 | 6,431,991 | 13F-HR | Advisors Asset Management, Inc. |
| Q4 2020 | 8/26/2026 | 1 | 73,907 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q4 2020 | 8/26/2026 | 1,509 | 6,334,186 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2020 | 2/12/2021 | 1,507 | 6,046,679 | 13F-HR | Advisors Asset Management, Inc. |
| Q3 2020 | 8/26/2026 | 1,520 | 5,408,431 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q3 2020 | 11/16/2020 | 1,520 | 5,408,173 | 13F-HR | Advisors Asset Management, Inc. |
| Q2 2020 | 8/27/2026 | 43 | 67 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q2 2020 | 8/27/2026 | 1,524 | 5,137,075 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q2 2020 | 8/12/2020 | 1,522 | 5,136,659 | 13F-HR | Advisors Asset Management, Inc. |
| Q1 2020 | 8/21/2026 | 4 | 103,481 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q1 2020 | 8/21/2026 | 1,503 | 4,203,511 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2020 | 5/15/2020 | 1,503 | 4,203,740 | 13F-HR | Advisors Asset Management, Inc. |
| Q4 2019 | 8/25/2026 | 5 | 847,409 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q4 2019 | 8/25/2026 | 1,554 | 5,703,108 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2019 | 5/20/2020 | 1,556 | 5,703,440 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2019 | 2/14/2020 | 1,556 | 11,298,228 | 13F-HR | Advisors Asset Management, Inc. |
| Q3 2019 | 8/18/2026 | 3 | 2,584 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q3 2019 | 8/18/2026 | 1,584 | 5,430,125 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q2 2019 | 8/18/2026 | 2 | 1,947 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q2 2019 | 8/18/2026 | 1,552 | 5,614,930 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2019 | 8/18/2026 | 2 | 1,956 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q1 2019 | 8/18/2026 | 1,567 | 5,488,354 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q4 2018 | 8/13/2026 | 4 | 3 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q4 2018 | 8/13/2026 | 1,599 | 4,966,831 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q3 2018 | 8/13/2026 | 13 | 17 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q3 2018 | 8/13/2026 | 1,578 | 6,117,988 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q2 2018 | 8/13/2026 | 13 | 32 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q2 2018 | 8/13/2026 | 1,602 | 5,888,192 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2018 | 8/13/2026 | 4 | 8 | 13F-HR/A - NEW HOLDINGS | Advisors Asset Management, Inc. |
| Q1 2018 | 8/13/2026 | 1,538 | 5,968,665 | 13F-HR/A - RESTATEMENT | Advisors Asset Management, Inc. |
| Q1 2014 | 5/15/2014 | 1,764 | 6,595,293 | 13F-HR | Advisors Asset Management, Inc. |
| Q4 2013 | 2/3/2014 | 1,756 | 6,204,246 | 13F-HR | Advisors Asset Management, Inc. |
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Money flow by instrument (QoQ, ex-options)
| Type | Value ($000) | Share % | Inflow | Outflow | Net |
|---|---|---|---|---|---|
| Stocks | 6.467 M | 98.6% | 543.9 K | 0 | 543.9 K |
| ETFs | 89.01 K | 1.4% | 1.942 K | 0 | 1.942 K |
| Debt | 719 | 0.0% | 0 | 145 | -145 |
| Other | 988 | 0.0% | 321 | 0 | 321 |
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Fund Snapshot
Q2 2026
Latest filed
8/13/2026
Total value ($000)
6,557,394
Holdings
1408
QoQ value change ($000)
546,012
(9.1%)
Value = total reported 13F value ($000), Holdings = number of positions.
13F Value over time
Holdings count over time
Sector allocation (latest, stocks only)
Methodology:
sector allocation is stocks-only;
instrument flow table is ex-options;
options exposure is shown separately.
Details.