Advisors Asset Management, Inc.

Q2 2021 13F-HR Detailed Holdings

Location
Monument, CO
Holdings as of
6/30/2021
Date filed
7/30/2021
Form type
13F-HR
Num holdings
1,401
Total value ($000)
$6,779,415
Net value change ($000)
+347,424 (5.4%)
New positions
68
Sold out positions
144
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 5/7/2021 Next filing: 11/12/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q1 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GOOGL 20,666 10.8%
META 19,071 11.2%
SHOP 15,274 104.0%
MRK 14,438 47.6%
AMZN 13,905 5.7%
MSFT 12,157 5.5%
PYPL 11,383 10.4%
V 7,980 6.8%
AMGN 7,190 49.3%
AXP 6,907 16.8%
Top Reduces (Value $000, Stocks/ETFs)
RTX -13,778 -100.0%
GLO -9,765 -100.0%
CAT -8,569 -42.7%
GME -6,414 -100.0%
FLR -5,722 -68.9%
TGT -5,371 -100.0%
PWR -4,925 -100.0%
JNJ -4,903 -12.9%
EW -4,671 -100.0%
GAP -4,324 -88.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None