Carroll Financial Associates, Inc.
Q1 2014 13F-HR Holdings
Net value change ($000)
+23,484
(8.3%)
New positions
184
Sold out positions
209
Turnover %
6.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| VIG | 3,828 | 462.9% |
| USMV | 3,769 | 15.2% |
| INVESCO EXCHANGE-TRADED FUND TRUST | 2,707 | 20.9% |
| PXF | 2,044 | 49.3% |
| MTUM | 2,024 | 27.8% |
| FEZ | 1,819 | 142.7% |
| VEU | 1,283 | NEW |
| MSFT | 1,200 | 13.5% |
| IOO | 1,171 | 47.2% |
| INVESCO EXCHANGE-TRADED FUND TRUST | 892 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| BAC | -2,624 | -100.0% |
| GS | -1,990 | -100.0% |
| XOM | -1,656 | -9.7% |
| Park Sterling Bank Corp. | -1,589 | -31.2% |
| HRL | -1,456 | -100.0% |
| MS | -1,272 | -100.0% |
| MKL | -843 | -100.0% |
| COVIDIEN PLC | -524 | -100.0% |
| LOW | -505 | -17.7% |
| Dow Chemical Company | -486 | -7.8% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|