Carroll Financial Associates, Inc.
Q2 2014 13F-HR Holdings
Net value change ($000)
+52,601
(17.3%)
New positions
93
Sold out positions
39
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q1 2014
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| USMV | 5,922 | 20.7% |
| INVESCO EXCHANGE-TRADED FUND TRUST | 3,713 | 23.7% |
| AAPL | 2,573 | 35.1% |
| XOM | 1,944 | 12.6% |
| Dow Chemical Company | 1,929 | 33.4% |
| SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 1,800 | 28.6% |
| HRL | 1,585 | NEW |
| UBS AG LONDON BRH | 1,584 | NEW |
| MTUM | 1,524 | 16.4% |
| Park Sterling Bank Corp. | 1,429 | 40.7% |
Top Reduces (Value $000, Stocks/ETFs)
| CLAYMORE EXCHANGE TRD FD TR | -734 | -95.9% |
| PEBK | -388 | -100.0% |
| WMB | -273 | -34.6% |
| PFE | -262 | -7.3% |
| RIO | -176 | -17.8% |
| *FIRST FINL HLDGS INC NEW | -148 | -100.0% |
| JPM | -144 | -2.4% |
| EXC | -109 | -79.0% |
| Alphabet Inc. Class C | -84 | -35.1% |
| NUE | -73 | -4.2% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|