Tortoise Investment Management, LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+34,457
(18.9%)
New positions
50
Sold out positions
8
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| IVV | 10,995 | 90.2% |
| NUVEEN BUILD AMERICA BOND OPPT | 3,688 | 75.7% |
| IEMG | 3,252 | 76.4% |
| FAX | 2,760 | 71.0% |
| NBB | 2,587 | 28.9% |
| Nuveen NY Div Adv Munu | 1,635 | 22.1% |
| SCZ | 1,204 | 38.8% |
| POWERSHARES | 993 | 308.4% |
| PIMCO ETF TR | 845 | 44.9% |
| SCHX | 811 | 284.6% |
Top Reduces (Value $000, Stocks/ETFs)
| HYG | -1,001 | -66.2% |
| WISDOMTREE DREYFUS NEW ZEALAND | -751 | -54.0% |
| EEM | -676 | -15.8% |
| SPDR SERIES TRUST | -639 | -55.0% |
| SJNK | -552 | -39.1% |
| KINDER MORGAN MANAGE | -386 | -5.1% |
| MUB | -352 | -14.4% |
| SPDR SERIES TRUST | -213 | -7.4% |
| PLUM CREEK | -201 | -11.8% |
| AAPL | -140 | -13.2% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
166
(0.1% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|