Tortoise Investment Management, LLC

Q2 2014 13F-HR Holdings

Location
White Plains, NY
Holdings as of
6/30/2014
Date filed
7/29/2014
Form type
13F-HR
Num holdings
441
Total value ($000)
$239,541
Net value change ($000)
+22,964 (10.6%)
New positions
90
Sold out positions
14
Turnover %
2.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 7,259 31.3%
SHYD 2,106 NEW
NUVEEN BUILD AMERICA BOND OPPT 1,809 21.1%
NBB 1,580 13.7%
VCSH 1,126 87.2%
IEMG 956 12.7%
KINDER MORGAN MANAGE 822 11.5%
Nuveen NY Div Adv Munu 723 8.0%
NZF 664 NEW
FAX 642 9.7%
Top Reduces (Value $000, Stocks/ETFs)
SRLN -2,211 -61.7%
POWERSHARES -738 -56.1%
SJNK -457 -53.1%
FGPR -381 -79.5%
NUVEEN CALIF PREM INCOME MUN -351 -100.0%
SPDR SERIES TRUST -322 -61.6%
MUB -294 -14.0%
HYG -231 -45.3%
NUVEEN MASS DIVID ADVANTAG M -225 -100.0%
XLU -140 -38.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 86 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type