JOHN G ULLMAN & ASSOCIATES INC
Q1 2014 13F-HR Holdings
Net value change ($000)
+16,044
(3.1%)
New positions
7
Sold out positions
9
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| DIAMOND OFFSHORE DRILLING, INC. | 2,614 | NEW |
| CSCO | 2,303 | 47.9% |
| LUXFER HOLDINGS PLC | 2,068 | NEW |
| GE | 1,983 | 75.1% |
| GLW | 1,807 | 7.9% |
| JNJ | 1,483 | 5.0% |
| MRK | 1,479 | 13.9% |
| HOLX | 1,456 | NEW |
| AMAT | 1,422 | 56.1% |
| EEM | 1,402 | 67.8% |
Top Reduces (Value $000, Stocks/ETFs)
| ZOLTEK COS INC | -3,340 | -100.0% |
| IDA | -1,796 | -19.0% |
| Alphabet Inc. Class C | -1,732 | -43.0% |
| TXN | -1,568 | -100.0% |
| ASTE | -1,439 | -100.0% |
| XYRATEX LTD COM | -1,330 | -100.0% |
| DUK | -1,233 | -17.5% |
| ENDO PHARMACEUTICALS HLDGS | -1,116 | -100.0% |
| XOM | -880 | -3.7% |
| ADM | -877 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|