JOHN G ULLMAN & ASSOCIATES INC

Q2 2014 13F-HR Holdings

Location
Corning, NY
Holdings as of
6/30/2014
Date filed
7/18/2014
Form type
13F-HR
Num holdings
152
Total value ($000)
$547,546
Net value change ($000)
+7,656 (1.4%)
New positions
7
Sold out positions
2
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
OTTR 3,902 1506.6%
XBI 2,446 NEW
INTC 2,386 17.7%
SLB 2,331 18.2%
KO 2,118 14.7%
TEX 1,997 NEW
TT 1,482 60.0%
ALTERA 1,418 NEW
HOLX 1,311 90.0%
CMC 1,168 NEW
Top Reduces (Value $000, Stocks/ETFs)
EXC -4,462 -62.8%
STERIS CORP -3,783 -94.7%
ADI -2,103 -34.2%
FCX -2,090 -67.9%
GVA -1,478 -14.1%
MDU -1,181 -19.9%
IBM -1,120 -9.6%
Alphabet Inc. Class C -1,095 -47.7%
BMY -1,001 -8.3%
Pall -929 -7.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type