JOHN G ULLMAN & ASSOCIATES INC

Q3 2025 13F-HR Holdings

Location
Corning, NY
Holdings as of
9/30/2025
Date filed
11/5/2025
Form type
13F-HR
Num holdings
173
Total value ($000)
$742,669
Net value change ($000)
+68,852 (10.2%)
New positions
8
Sold out positions
9
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2025 Next filing: 2/5/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BE 12,282 181.6%
NEE 9,955 532.1%
WTRG 8,672 87.8%
TSM 6,386 20.3%
D 5,208 89.3%
TE CONNECTIVITY PLC 4,913 28.0%
ES 4,420 61.6%
GLW 4,101 13.9%
WDC 3,210 54.2%
EQT 3,100 65.5%
Top Reduces (Value $000, Stocks/ETFs)
NVS -16,246 -97.7%
IBM -5,196 -21.3%
HRI -3,961 -100.0%
GE -3,097 -87.6%
BCV -1,567 -100.0%
FISV -1,446 -22.8%
BAX -942 -43.9%
EMR -920 -2.4%
DIS -902 -9.5%
AMT -802 -6.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type