JOHN G ULLMAN & ASSOCIATES INC

Q3 2026 13F-HR Holdings

Location
Corning, NY
Holdings as of
9/30/2026
Date filed
11/4/2026
Form type
13F-HR
Num holdings
185
Total value ($000)
$777,160
Net value change ($000)
-47,252 (-5.7%)
New positions
14
Sold out positions
10
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 4,045 37.3%
QCOM 3,799 NEW
AZTA 2,752 105.3%
XYL 2,714 856.2%
TWLO 2,652 38.1%
CACI 2,286 27.5%
XOM 2,257 15.8%
EMR 2,187 6.2%
DIS 2,143 23.9%
MRNA 2,015 147.2%
Top Reduces (Value $000, Stocks/ETFs)
GLW -24,172 -40.5%
EXP -7,148 -85.3%
TSM -4,591 -8.9%
CSCO -4,364 -11.7%
EA -3,916 -100.0%
GNRC -3,553 -30.6%
ASTE -3,361 -36.6%
IBM -2,886 -23.2%
WDC -2,573 -32.3%
ECG -2,387 -30.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type