TOCQUEVILLE ASSET MANAGEMENT L.P.

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
727
Total value ($000)
$6,750,157
Net value change ($000)
-171,783 (-2.5%)
New positions
32
Sold out positions
41
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/16/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LMT 38,370 753.4%
EXPE 14,610 43.8%
CRM 14,177 38.9%
ABT 11,657 34.5%
MTB 11,520 116.2%
HD 11,502 2.4%
KDP 9,353 42.0%
GOOGL 8,326 7.1%
ORPEA 7,127 174.6%
Stroeer Se & Co Kgaa 7,042 NEW
Top Reduces (Value $000, Stocks/ETFs)
BABA -37,217 -84.5%
HSBC -14,946 -100.0%
FDX -14,272 -25.5%
TCEHY -14,196 -78.2%
PYPL -11,800 -13.4%
LHX -10,344 -79.6%
KNX -10,343 -73.4%
Unilever PLC -10,334 -29.1%
BHP -9,578 -28.2%
AMZN -8,541 -5.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type