TOCQUEVILLE ASSET MANAGEMENT L.P.

Q3 2021 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
727
Total value ($000)
$6,750,157
Net value change ($000)
-171,783 (-2.5%)
New positions
32
Sold out positions
41
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/16/2021 Next filing: 2/14/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LMT 38,370 753.4%
EXPE 14,610 43.8%
CRM 14,177 38.9%
ABT 11,657 34.5%
MTB 11,520 116.2%
HD 11,502 2.4%
KDP 9,353 42.0%
GOOGL 8,326 7.1%
ORPEA 7,127 174.6%
Stroeer Se & Co Kgaa 7,042 NEW
Top Reduces (Value $000, Stocks/ETFs)
BABA -37,217 -84.5%
HSBC -14,946 -100.0%
FDX -14,272 -25.5%
TCEHY -14,196 -78.2%
PYPL -11,800 -13.4%
LHX -10,344 -79.6%
KNX -10,343 -73.4%
Unilever PLC -10,334 -29.1%
BHP -9,578 -28.2%
AMZN -8,541 -5.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 TOCQUEVILLE TRUST 028-10558