HARBERT FUND ADVISORS, INC.

Q3 2025 13F-HR Holdings

Location
Birmingham, AL
Holdings as of
9/30/2025
Date filed
11/13/2025
Form type
13F-HR
Num holdings
12
Total value ($000)
$15,327
Net value change ($000)
-18,003 (-54.0%)
New positions
4
Sold out positions
12
Turnover %
132.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2025 Next filing: 2/13/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
OCUL 585 NEW
NTSK 341 NEW
TSM 330 NEW
LQDA 283 8.7%
INVE 149 5.8%
ONCH 106 NEW
MSFT 11 4.1%
Top Reduces (Value $000, Stocks/ETFs)
CHYM -5,694 -100.0%
INFU -2,554 -100.0%
LOAR -2,154 -100.0%
CAI -2,138 -100.0%
ARAY -1,985 -100.0%
STREAMLINE HEALTH SOLUTIONS INC. -1,669 -100.0%
HNGE -1,035 -100.0%
FENC -723 -30.3%
CEPO -595 -100.0%
MNTN -547 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type