HARBERT FUND ADVISORS, INC.

Q4 2025 13F-HR Holdings

Location
Birmingham, AL
Holdings as of
12/31/2025
Date filed
2/13/2026
Form type
13F-HR
Num holdings
2
Total value ($000)
$3,491
Net value change ($000)
-11,836 (-77.2%)
New positions
0
Sold out positions
10
Turnover %
296.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/13/2025 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q3 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
INVE 307 11.3%
Top Reduces (Value $000, Stocks/ETFs)
LQDA -3,520 -100.0%
PCSC -3,180 -100.0%
TACT -1,781 -79.0%
FENC -1,664 -100.0%
OCUL -585 -100.0%
NTSK -341 -100.0%
AMZN -331 -100.0%
TSM -330 -100.0%
MSFT -277 -100.0%
ONCH -106 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type