CDC Financial, Inc.

Q3 2026 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
55
Total value ($000)
$208,907
Net value change ($000)
-29,927 (-12.5%)
New positions
6
Sold out positions
3
Turnover %
2.9%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BTG 856 NEW
GTE 838 NEW
AFCG 736 13.2%
AMPY 595 5.8%
COUR 568 251.3%
VOXR 436 5.2%
REI 395 10.3%
DOMO 333 NEW
FRMI 295 NEW
CGEH 230 NEW
Top Reduces (Value $000, Stocks/ETFs)
IMMR -5,030 -57.5%
CENX -2,511 -30.1%
AESI -2,302 -25.1%
HCAT -2,247 -15.9%
LZ -2,002 -20.4%
THRY -1,750 -63.3%
INSE -1,513 -36.2%
SMWB -1,007 -24.4%
NOW -998 -88.2%
RSKD -518 -46.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 95,269 (45.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type