CDC Financial, Inc.

Q3 2026 13F-HR Detailed Holdings

Location
Chicago, IL
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
55
Total value ($000)
$208,907
Net value change ($000)
-29,927 (-12.5%)
New positions
6
Sold out positions
3
Turnover %
2.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2026 Next filing: — SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BTG 856 NEW
GTE 838 NEW
AFCG 736 13.2%
AMPY 595 5.8%
COUR 568 251.3%
VOXR 436 5.2%
REI 395 10.3%
DOMO 333 NEW
FRMI 295 NEW
CGEH 230 NEW
Top Reduces (Value $000, Stocks/ETFs)
IMMR -5,030 -57.5%
CENX -2,511 -30.1%
AESI -2,302 -25.1%
HCAT -2,247 -15.9%
LZ -2,002 -20.4%
THRY -1,750 -63.3%
INSE -1,513 -36.2%
SMWB -1,007 -24.4%
NOW -998 -88.2%
RSKD -518 -46.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 95,269 (45.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 COGHILL CLINT D 028-26374