DOLIVER CAPITAL ADVISORS, INC.
Q4 2013 13F-HR Holdings
Net value change ($000)
—
New positions
255
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to previous filing: —
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| ETJ | 4,549 | — |
| ZWEIG TOTAL RETURN FD INC | 3,149 | — |
| TY | 2,903 | — |
| BDJ | 2,583 | — |
| BCX | 2,202 | — |
| PETROLEUM & RES CORP | 2,090 | — |
| NUVEEN N C PREM INCOME MUN F | 1,932 | — |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND | 1,841 | — |
| NUVEEN DIVERSIFIED COMMODTY | 1,727 | — |
| AMERICAN STRATEGIC INCOME II | 1,697 | — |
Top Reduces (Value $000, Stocks/ETFs)
| — |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|