DOLIVER CAPITAL ADVISORS, INC.
Q1 2014 13F-HR Holdings
Net value change ($000)
-4,465
(-2.9%)
New positions
46
Sold out positions
85
Turnover %
41.1%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| ADX | 1,771 | 147.6% |
| PETROLEUM & RES CORP | 1,708 | 81.7% |
| NQP | 1,439 | 244.3% |
| GAM | 1,421 | 207.7% |
| CHW | 1,394 | NEW |
| FOF | 1,205 | 169.5% |
| ZWEIG FD | 1,105 | 624.3% |
| RVT | 1,101 | 247.4% |
| BOE | 1,074 | 451.3% |
| NRO | 1,008 | 198.0% |
Top Reduces (Value $000, Stocks/ETFs)
| FIRST TRUST HIGH INCOME LONG/SHORT FUND | -1,571 | -85.3% |
| ZWEIG TOTAL RETURN FD INC | -1,429 | -45.4% |
| ERC | -1,132 | -100.0% |
| NIE | -1,089 | -100.0% |
| STRATEGIC GLOBAL INCOME FD | -1,049 | -100.0% |
| BTT | -1,045 | -100.0% |
| Nuveen PA Prem Income II | -1,010 | -100.0% |
| CII | -928 | -100.0% |
| NUVEEN PREM INCOME MUN FD 2 | -907 | -100.0% |
| Nuveen Preferred & Income Securities Fd | -862 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|