Yorktown Management & Research Co Inc

Q4 2013 13F-HR Holdings

Location
Lynchburg, VA
Holdings as of
12/31/2013
Date filed
1/22/2014
Form type
13F-HR
Num holdings
414
Total value ($000)
$496,960
Net value change ($000)
New positions
414
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HYS 21,943
AdvisorShares Trust 20,559
NORTHSTAR RLTY FIN CORP 14,190
ARCC 14,020
SJNK 13,162
SLRC 12,752
CODI 11,896
HYG 11,610
FIFTH STREET FINANCE CORP COM 10,915
MFIC 10,770
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type