Yorktown Management & Research Co Inc

Q1 2014 13F-HR Holdings

Location
Lynchburg, VA
Holdings as of
3/31/2014
Date filed
5/6/2014
Form type
13F-HR
Num holdings
454
Total value ($000)
$525,194
Net value change ($000)
+28,234 (5.7%)
New positions
73
Sold out positions
33
Turnover %
8.3%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
STWD 7,579 547.2%
RITM 5,306 95.4%
MRCC 3,805 2393.1%
HOME LN SERVICING SOLUTIONS 3,162 75.2%
NORTHSTAR RLTY FIN CORP 2,838 20.0%
AMERICAN CAP SR FLOATING LTD 2,727 NEW
BXMT 2,300 NEW
CIM 1,988 32.9%
Arlington Asset Investment Corp. 1,698 18.9%
IRT 1,691 NEW
Top Reduces (Value $000, Stocks/ETFs)
HRZN -4,092 -100.0%
MINDRAY MEDICAL INTL LTD -3,638 -100.0%
WMB -3,229 -93.5%
SJNK -1,878 -14.3%
First Eagle Alternative Capital BDC, Inc. -1,614 -16.3%
SAFEWAY USA -1,407 -100.0%
HYG -1,321 -11.4%
VOD -1,166 -53.1%
FDUS -848 -11.2%
MCG CAPITAL CORP -823 -13.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type