AMERIPRISE FINANCIAL INC

Q4 2013 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
5,530
Total value ($000)
$165,084,745
Net value change ($000)
—
New positions
5374
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: — Next filing: 5/14/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 2,917,698 —
Alphabet Inc. Class C 2,614,635 —
JPM 2,307,926 —
CVX 1,880,437 —
PFE 1,792,079 —
JNJ 1,752,943 —
GILD 1,510,036 —
WFC 1,469,242 —
MSFT 1,361,662 —
C 1,342,487 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 185 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type